Common use of How You May Forfeit Your Award Clause in Contracts

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm of up to all amounts previously paid or delivered to you under your PSUs in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] or release of Transfer Restrictions on Shares at Risk or (b) [pay cash][deliver the Settlement Amount] (including Dividend Equivalent Payments or dividends) [or deliver Shares at Risk] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] (relating to certain circumstances under which release of Transfer Restrictions may be accelerated) provides for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend [payments under Dividend Equivalent Rights,] delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] RSU Shares or release of Transfer Restrictions on Shares at Risk or Restrictions, (b) deliver any RSU Shares [pay cash][deliver the Settlement Amountor][,] (including dividends [or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at RiskRights] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] 11 (relating to certain circumstances under which restrictions on Association With a Covered Enterprise will not apply) and Paragraph 12 (relating to certain circumstances under which delivery and/or release of Transfer Restrictions may be accelerated) provides provide for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm of up to all amounts previously paid or delivered to you under your PSUs in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend vesting of Outstanding PSUs, delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] or release of Transfer Restrictions on Shares at Risk or Risk, (b) [pay cash][deliver deliver the Settlement Amount] (including , [any Dividend Equivalent Payments Payments] or dividends) [or deliver Shares at Risk] dividends into an escrow account in accordance with Paragraph 13(f)(v14(f)(v) [or (c) [apply Transfer Restrictions to any Shares] Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] 12 (relating to [certain circumstances under which you will not forfeit your unvested PSUs upon Employment termination][Extended Absence and Qualified Termination]) and Paragraph 13 (relating to [certain circumstances under which vesting and/or release of Transfer Restrictions may be acceleratedaccelerated][Change in Control and death]) provides provide for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend [payments under Dividend Equivalent Rights,] delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] RSU Shares or release of Transfer Restrictions on Shares at Risk or Restrictions, (b) deliver any RSU Shares [pay cash][deliver the Settlement Amountor][,] (including dividends [or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at RiskRights] into an escrow account in accordance with Paragraph 13(f)(v[12][13](f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 11 [(relating to certain circumstances under which restrictions on Association With a Covered Enterprise will not apply) and Paragraph 12] (relating to certain circumstances under which delivery and/or release of Transfer Restrictions may be accelerated) provides provide[s] for exceptions to one or more provisions of this Paragraph 9. [The [Each of t][T]he [U.K. Material Risk Taker Appendix Appendix] [and the] [GSBE Material Risk Taker Appendix] supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and 10[and][,] the [U.K. Material Risk Taker Appendix] [and the] [GSBE Material Risk Taker Appendix].]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend vesting of Outstanding RSUs, [payments under Dividend Equivalent Rights,] delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] RSU Shares or release of Transfer Restrictions on Shares at Risk or Restrictions, (b) deliver any RSU Shares[pay cash][deliver the Settlement Amount,] (including [or] dividends [or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at RiskRights] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] 11 (relating to certain circumstances under which you will not forfeit your unvested RSUs upon Employment termination) and Paragraph 12 (relating to certain circumstances under which vesting, delivery and/or release of Transfer Restrictions may be accelerated) provides provide for exceptions to one or more provisions of this Paragraph 9. [The [Each of t][T]he [U.K. Material Risk Taker Appendix Appendix] [and the] [GSBE Material Risk Taker Appendix] supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs [and Shares at Risk Risk] and may require repayment to the Firm as described in Paragraph 10 and [and][,] the [U.K. Material Risk Taker Appendix] [and the] [GSBE Material Risk Taker Appendix].]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend vesting of Outstanding RSUs, delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] RSU Shares or release of Transfer Restrictions on Shares at Risk or Restrictions, (b) [pay cash][deliver the Settlement Amount] (including Dividend Equivalent Payments or dividends) [or deliver any RSU Shares at Risk] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] 11 (relating to certain circumstances under which you will not forfeit your unvested RSUs upon Employment termination) and Paragraph 12 (relating to certain circumstances under which vesting, delivery and/or release of Transfer Restrictions may be accelerated) provides provide for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Code Staff Forfeiture and Repayment Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 8 sets forth the events that result in forfeiture of up to all of your PSUs and Shares at Risk Short-Term RSUs and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 109. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend payments under Dividend Equivalent Rights or delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] or release of Transfer Restrictions on Shares at Risk or RSU Shares, (b) [pay cash][deliver the Settlement Amount] (including deliver any RSU Shares, dividends or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at Risk] Rights into an escrow account in accordance with Paragraph 13(f)(v11(f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 8 have occurred. Paragraph 12] 10 (relating to certain circumstances under which release of Transfer Restrictions delivery may be accelerated) provides for exceptions to one or more provisions of this Paragraph 98. [The [Each of] [T][t]he [U.K. Material Risk Taker Appendix Appendix] [and the] [GSBE Material Risk Taker Appendix] supplements this Paragraph 9 8 and sets forth additional events that result in forfeiture of up to all of your PSUs and Shares at Risk Short-Term RSUs and may require repayment to the Firm as described in Paragraph 10 and 9 [and][,] the [U.K. Material Risk Taker Appendix] [and the] [GSBE Material Risk Taker Appendix].]

How You May Forfeit Your Award. This Paragraph 9 [8][9] sets forth the events that result in forfeiture of up to all of your PSUs RSUs and [Shares at Risk and and] may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10[9][10]. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend vesting of Outstanding RSUs, [payments under Dividend Equivalent Rights or] delivery of the Settlement Amount RSU Shares [and payment of any Dividend Equivalent Payments] or release of Transfer Restrictions on Shares at Risk or Restrictions], (b) deliver any RSU Shares[pay cash][deliver the Settlement Amount,] (including [or] dividends [or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at RiskRights] into an escrow account in accordance with Paragraph 13(f)(v[12][13](f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 [8][9] have occurred. Paragraph 12[10][11] (relating to certain circumstances under which you will not forfeit your unvested RSUs upon Employment termination) and Paragraph [11][12] (relating to certain circumstances under which vesting[, delivery] and/or [delivery] [release of Transfer Restrictions Restrictions] may be accelerated) provides provide for exceptions to one or more provisions of this Paragraph 9[8][9]. [The U.K. Material Risk Taker Appendix supplements this Paragraph 9 [8][9] and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 [9][10] and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend [payments under Dividend Equivalent Rights,] delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] RSU Shares or release of Transfer Restrictions on Shares at Risk or Restrictions, (b) deliver any RSU Shares [pay cash][deliver the Settlement Amountor][,] (including dividends [or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at RiskRights] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] 11 (relating to certain circumstances under which restrictions on Association With a Covered Enterprise will not apply) and Paragraph 12 (relating to certain circumstances under which delivery and/or release of Transfer Restrictions may be accelerated) provides provide for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Code Staff Forfeiture and Repayment Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm of up to all amounts previously paid or delivered to you under your PSUs in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] or release of Transfer Restrictions on Shares at Risk or (b) [pay cash][deliver the Settlement Amount] (including Dividend Equivalent Payments or dividends) [or deliver Shares at Risk] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] (relating to certain circumstances under which release of Transfer Restrictions may be accelerated) provides for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm of up to all other amounts previously delivered or paid or delivered to you under your PSUs Award in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend [payments under Dividend Equivalent Rights,] delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] RSU Shares or release of Transfer Restrictions on Shares at Risk or Restrictions, (b) deliver any RSU Shares [pay cash][deliver the Settlement Amountor][,] (including dividends [or payments under Dividend Equivalent Payments or dividends) [or deliver Shares at RiskRights] into an escrow account in accordance with Paragraph 13(f)(v14(f)(v) [or (c) [apply Transfer Restrictions to any Shares] RSU Shares in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] 12 (relating to certain circumstances under which restrictions on Association With a Covered Enterprise will not apply) and Paragraph 13 (relating to certain circumstances under which delivery and/or release of Transfer Restrictions may be accelerated) provides provide for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Code Staff Forfeiture and Repayment Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs RSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]

How You May Forfeit Your Award. This Paragraph 9 sets forth the events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm of up to all amounts previously paid or delivered to you under your PSUs in accordance with Paragraph 10. More than one event may apply, and in no case will the occurrence of one event limit the forfeiture and repayment obligations as a result of the occurrence of any other event. In addition, the Firm reserves the right to (a) suspend delivery of the Settlement Amount [and payment of any Dividend Equivalent Payments] or release of Transfer Restrictions on Shares at Risk or (b) [pay cash][deliver the Settlement Amount] (including Dividend Equivalent Payments or dividends) [or deliver Shares at Risk] into an escrow account in accordance with Paragraph 13(f)(v) [or (c) [apply Transfer Restrictions to any Shares] in connection with any investigation of whether any of the events that result in forfeiture under the Plan or this Paragraph 9 have occurred. Paragraph 12] (relating to certain circumstances under which release of Transfer Restrictions may be accelerated) provides for exceptions to one or more provisions of this Paragraph 9. [The U.K. Material Risk Taker Appendix supplements this Paragraph 9 and sets forth additional events that result in forfeiture of up to all of your PSUs and Shares at Risk and may require repayment to the Firm as described in Paragraph 10 and the U.K. Material Risk Taker Appendix.]