Common use of Incidental Activities Clause in Contracts

Incidental Activities. 4.1. We may, from time to time, provide you, and other clients who receive an execution-only service, with general trading information, independent research, market commentary, or other data, facts or information. These activities are incidental to our relationship with you and are provided solely to enable you to make independent investment decisions. You understand that we do not produce the information with the intent of impacting your investment decisions and therefore release us from any liability for Losses you may incur as a result of entering into any Transaction. 4.2. You further acknowledge and agree that: (a) we do not advise on the merits or perils of a particular Transaction or its taxation consequences and make no representation, warranty or guarantee as to the accuracy or completeness of any market or other information furnished to you or as to the legal, tax or accountancy consequences of your Transaction; (b) the information is being provided as general market commentary or compilation of market information. It may reflect the opinion of the person generating such information, however, it does not reflect our opinion and does not constitute an offer or solicitation from us to you or to any of our clients; (c) the information does not amount to a general or personal recommendation or advice; (d) any market or other information (including call levels) communicated to you by us are wholly incidental to the conduct of our business and to your dealing relationship with us and are provided solely by us as a courtesy to you in order for you to make your June 16 V.1.0 Terms of Business 4/29 own investment decisions and it is not part of the services offered to you and do not constitute personal recommendation or advice by us to you; (e) the information, independent research or market commentary, although based upon data obtained from sources believed by us to be reliable, may be inaccurate or incomplete, may not have been verified and may be changed without notice to you; (f) where information is in the form of a document containing a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, you agree that you will not pass it on contrary to that restriction; (g) you are solely responsible for making the decision whether to effect any Transactions, including the timing, quantity and price of such Transactions; (h) where you have taken the information provided by us into consideration when making your investment decisions, you represent that you have not relied on such information exclusively but have conducted your own independent research and made your decision as to the suitability of any Transaction to your investment objectives and financial situation without placing reliance on the information provided by us; and (i) if you are solely relying on the information provided by us when making your investment decisions, we highly recommend that you seek independent advice as to the suitability of such information to your investment objectives and financial situation before making any investment decision. 4.3. We may, from time to time, also provide you, and other clients who receive an execution-only service, with educational tutorials on trading our products and services and on using the various Systems which we make available to you. These activities are incidental to our relationship with you and are provided solely to assist you in understanding the markets and risks associated with investment and to provide you with a general understanding of the functionalities of the Systems.

Incidental Activities. 4.1. We may, from time to time, provide you, and other clients who receive an execution-only service, with general trading information, independent research, market commentary, or other data, facts or information. These activities are incidental to our relationship with you and are provided solely to enable you to make independent investment decisions. You understand that we do not produce the information with the intent of impacting your investment decisions and therefore release us from any liability for Losses you may incur as a result of entering into any Transaction.. ADSS-Public ADSS Terms of Business - 20190911 4 / 30 4.2. You further acknowledge and agree that: (a) we do not advise on the merits or perils of a particular Transaction or its taxation consequences and make no representation, warranty or guarantee as to the accuracy or completeness of any market or other information furnished to you or as to the legal, tax or accountancy consequences of your Transaction; (b) the information is being provided as general market commentary or compilation of market information. It may reflect the opinion of the person generating such information, however, it does not reflect our opinion and does not constitute an offer or solicitation from us to you or to any of our clients; (c) the information does not amount to a general or personal recommendation or advice; (d) any market or other information (including call levels) communicated to you by us are wholly incidental to the conduct of our business and to your dealing relationship with us and are provided solely by us as a courtesy to you in order for you to make your June 16 V.1.0 Terms of Business 4/29 own yourown investment decisions and it is not part of the services offered to you and do not constitute personal recommendation or advice by us to you; (e) the information, independent research or market commentary, although based upon data obtained from sources believed by us to be reliable, may be inaccurate or incomplete, may not have been verified and may be changed without notice to you; (f) where information is in the form of a document containing a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, you agree that you will not pass it on contrary to that restriction; (g) you are solely responsible for making the decision whether to effect any Transactions, including the timing, quantity and price of such Transactions; (h) where you have taken the information provided by us into consideration when making your investment decisions, you represent that you have not relied on such information exclusively but have conducted your own independent research and made your decision as to the suitability of any Transaction to your investment objectives and financial situation without placing reliance on the information provided by us; and (i) if you are solely relying on the information provided by us when making your investment decisions, we highly recommend that you seek independent advice as to the suitability of such information to your investment objectives and financial situation before making any investment decision. 4.3. We may, from time to time, also provide you, and other clients who receive an execution-only service, with educational tutorials on trading our products and services and on using the various Systems which we make available to you. These activities are incidental to our relationship with you and are provided solely to assist you in understanding the markets and risks associated with investment and to provide you with a general understanding of the functionalities of the Systems.

Incidental Activities. 4.13.1. We may, from time to time, provide you, and other clients who receive an execution-execution- only service, with general trading information, independent research, market commentary, or other data, facts or information. These activities are incidental to our relationship with you and are provided solely to enable you to make independent investment decisions. You understand that we do not produce the information with the intent of impacting your investment decisions and therefore release us from any liability for Losses you may incur as a result of entering into any Transaction. 4.23.2. You further acknowledge and agree that: (a) we We do not advise on the merits or perils of a particular Transaction or its taxation consequences and make no representation, warranty or guarantee as to the accuracy or completeness of any market or other information furnished to you or as to the legal, tax or accountancy consequences of your Transaction; (b) the The information is being provided as general market commentary or compilation of market information. It may reflect the opinion of the person generating such information, ; however, it does not reflect our opinion and does not constitute an offer or solicitation from us to you or to any of our clients; (c) the The information does not amount to a general or personal recommendation or advice; (d) any Any market or other information (including call levels) communicated to you by us are wholly incidental to the conduct of our business and to your dealing relationship with us and are provided solely by us as a courtesy to you in order for you to make your June 16 V.1.0 Terms of Business 4/29 own investment decisions and it is not part of the services offered to you and do not constitute personal recommendation or advice by us to you; (e) the The information, independent research or market commentary, although based upon data obtained from sources believed by us to be reliable, may be inaccurate or incomplete, may not have been verified and may be changed without notice to you; (f) where Where information is in the form of a document containing a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, you agree that you will not pass it on contrary to that restriction; (g) you You are solely responsible for making the decision whether to effect any Transactions, including the timing, quantity and price of such Transactions; (h) where Where you have taken the information provided by us into consideration when making your investment decisions, you represent that you have not relied on such information exclusively but have conducted your own independent research and made your decision as to the suitability of any Transaction to your investment objectives and financial situation without placing reliance on the information provided by us; and (i) if you are solely relying on the information provided by us when making your investment decisions, we highly recommend that you seek independent advice as to the suitability of such information to your investment objectives and financial situation before making any investment decision. 4.33.3. We may, from time to time, also provide you, and other clients who receive an execution-only service, with educational tutorials on trading our products and services and on using the various Systems which we make available to you. These activities are incidental to our relationship with you and are provided solely to assist you in understanding the markets and risks associated with investment and to provide you with a general understanding of the functionalities of the Systems.

Incidental Activities. 4.1. 4.1 We may, from time to time, provide you, and other clients who receive an execution-only service, with general trading information, independent research, market commentary, or other data, facts or information. These activities are incidental to our relationship with you and are provided solely to enable you to make independent investment decisions. You understand that we do not produce the information with the intent of impacting your investment decisions and therefore release us from any liability for Losses you may incur as a result of entering into any Transaction. 4.2. 4.2 You further acknowledge and agree that: (a) we do not advise on the merits or perils of a particular Transaction or its taxation consequences and make no representation, warranty or guarantee as to the accuracy or completeness of any market or other information furnished to you or as to the legal, tax or accountancy consequences of your Transaction; (b) the information is being provided as general market commentary or compilation of market information. It may reflect the opinion of the person generating such information, however, it does not reflect our opinion and does not constitute an offer or solicitation from us to you or to any of our clients; (c) the information does not amount to a general or personal recommendation or advice; (d) any market or other information (including call levels) communicated to you by us are wholly incidental to the conduct of our business and to your dealing relationship with us and are provided solely by us as a courtesy to you in order for you to make your June 16 V.1.0 Terms of Business 4/29 own investment decisions and it is not part of the services offered to you and do not constitute personal recommendation or advice by us to you; (e) the information, independent research or market commentary, although based upon data obtained from sources believed by us to be reliable, may be inaccurate or incomplete, may not have been verified and may be changed without notice to you; (f) where information is in the form of a document containing a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, you agree that you will not pass it on contrary to that restriction; (g) you are solely responsible for making the decision whether to effect any Transactions, including the timing, quantity and price of such Transactions; (h) where you have taken the information provided by us into consideration when making your investment decisions, you represent that you have not relied on such information exclusively but have conducted your own independent research and made your decision as to the suitability of any Transaction to your investment objectives and financial situation without placing reliance on the information provided by us; and (i) if you are solely relying on the information provided by us when making your investment decisions, we highly recommend that you seek independent ADSS Margin Terms of Business October 2016 advice as to the suitability of such information to your investment objectives and financial situation before making any investment decision. 4.3. 4.3 We may, from time to time, also provide you, and other clients who receive an execution-only service, with educational tutorials on trading our products and services and on using the various Systems which we make available to you. These activities are incidental to our relationship with you and are provided solely to assist you in understanding the markets and risks associated with investment and to provide you with a general understanding of the functionalities of the Systems.

Incidental Activities. 4.1. 4.1 We may, from time to time, provide you, and other clients who receive an execution-only service, with general trading information, independent research, market commentary, or other data, facts or information. These activities are incidental to our relationship with you and are provided solely to enable you to make independent investment decisions. You understand that we do not produce the information with the intent of impacting your investment decisions and therefore release us from any liability for Losses you may incur as a result of entering into any Transaction. 4.2. 4.2 You further acknowledge and agree that: (a) we do not advise on the merits or perils of a particular Transaction or its taxation consequences and make no representation, warranty or guarantee as to the accuracy or completeness of any market or other information furnished to you or as to the legal, tax or accountancy consequences of your Transaction; (b) the information is being provided as general market commentary or compilation of market information. It may reflect the opinion of the person generating such information, however, it does not reflect our opinion and does not constitute an offer or solicitation from us to you or to any of our clients; (c) the information does not amount to a general or personal recommendation or advice; (d) any market or other information (including call levels) communicated to you by us are wholly incidental to the conduct of our business and to your dealing relationship with us and are provided solely by us as a courtesy to you in order for you to make your June 16 V.1.0 Terms of Business 4/29 own investment decisions and it is not part of the services offered to you and do not constitute personal recommendation or advice by us to you; (e) the information, independent research or market commentary, although based upon data obtained from sources believed by us to be reliable, may be inaccurate or incomplete, may not have been verified and may be changed without notice to you; (f) where information is in the form of a document containing a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, you agree that you will not pass it on contrary to that restriction; (g) you are solely responsible for making the decision whether to effect any Transactions, including the timing, quantity and price of such Transactions; (h) where you have taken the information provided by us into consideration when making your investment decisions, you represent that you have not relied on such information exclusively but have conducted your own independent research and made your decision as to the suitability of any Transaction to your investment objectives and financial situation without placing reliance on the information provided by us; and (i) if you are solely relying on the information provided by us when making your investment decisions, we highly recommend that you seek independent advice as to the suitability of such information to your investment objectives and financial situation before making any investment decision. 4.3. 4.3 We may, from time to time, also provide you, and other clients who receive an execution-only service, with educational tutorials on trading our products and services and on using the various Systems which we make available to you. These activities are incidental to our relationship with you and are provided solely to assist you in understanding the markets and risks associated with investment and to provide you with a general understanding of the functionalities of the Systems.

Incidental Activities. 4.1. We may, from time to time, provide you, and other clients who receive an execution-only service, with general trading information, independent research, market commentary, or other data, facts or information. These activities are incidental to our relationship with you and are provided solely to enable you to make independent investment decisions. You understand that we do not produce the information with the intent of impacting your investment decisions and therefore release us from any liability for Losses you may incur as a result of entering into any Transaction.. ADSS Terms of Business - 20190911 4 4.2. You further acknowledge and agree that: (a) we do not advise on the merits or perils of a particular Transaction or its taxation consequences and make no representation, warranty or guarantee as to the accuracy or completeness of any market or other information furnished to you or as to the legal, tax or accountancy consequences of your Transaction; (b) the information is being provided as general market commentary or compilation of market information. It may reflect the opinion of the person generating such information, however, it does not reflect our opinion and does not constitute an offer or solicitation from us to you or to any of our clients; (c) the information does not amount to a general or personal recommendation or advice; (d) any market or other information (including call levels) communicated to you by us are wholly incidental to the conduct of our business and to your dealing relationship with us and are provided solely by us as a courtesy to you in order for you to make your June 16 V.1.0 Terms of Business 4/29 own yourown investment decisions and it is not part of the services offered to you and do not constitute personal recommendation or advice by us to you; (e) the information, independent research or market commentary, although based upon data obtained from sources believed by us to be reliable, may be inaccurate or incomplete, may not have been verified and may be changed without notice to you; (f) where information is in the form of a document containing a restriction on the person or category of persons for whom that document is intended or to whom it is distributed, you agree that you will not pass it on contrary to that restriction; (g) you are solely responsible for making the decision whether to effect any Transactions, including the timing, quantity and price of such Transactions; (h) where you have taken the information provided by us into consideration when making your investment decisions, you represent that you have not relied on such information exclusively but have conducted your own independent research and made your decision as to the suitability of any Transaction to your investment objectives and financial situation without placing reliance on the information provided by us; and (i) if you are solely relying on the information provided by us when making your investment decisions, we highly recommend that you seek independent advice as to the suitability of such information to your investment objectives and financial situation before making any investment decision. 4.3. We may, from time to time, also provide you, and other clients who receive an execution-only service, with educational tutorials on trading our products and services and on using the various Systems which we make available to you. These activities are incidental to our relationship with you and are provided solely to assist you in understanding the markets and risks associated with investment and to provide you with a general understanding of the functionalities of the Systems.