Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 62 contracts
Samples: Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (Genta Inc De/), Securities Purchase Agreement (La Jolla Pharmaceutical Co)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 61 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 21 contracts
Samples: Securities Purchase Agreement (GRANDPARENTS.COM, Inc.), Convertible Preferred Stock Purchase Agreement (Health Sciences Group Inc), Series a Convertible Preferred Stock and Warrant Purchase Agreement (Trading Solutions Com Inc)
Independent Investment. No Except as may be disclosed in any filings with the Commission by it under Section 13 and/or Section 16 of the Exchange Act, such Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the Securities.
Appears in 19 contracts
Samples: Note and Warrant Purchase Agreement (Vision Capital Advisors, LLC), Note and Warrant Purchase Agreement (Vision Capital Advisors, LLC), Note and Warrant Purchase Agreement (Vision Capital Advisors, LLC)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 15 contracts
Samples: Note Purchase Agreement (MetaStat, Inc.), Securities Purchase Agreement (chatAND, Inc.), Securities Purchase Agreement (chatAND, Inc.)
Independent Investment. No Except as may be disclosed in any filings made by a Purchaser with the Commission, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 13 contracts
Samples: Note and Warrant Purchase Agreement (Technoconcepts, Inc.), Note and Warrant Purchase Agreement (Merchandise Creations, Inc.), Note and Warrant Purchase Agreement (Technoconcepts, Inc.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (MetaStat, Inc.), Purchaser (Echo Therapeutics, Inc.), Common Stock and Warrant Purchase Agreement (Echo Therapeutics, Inc.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Units purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesUnits.
Appears in 5 contracts
Samples: Note Purchase Agreement (Youngevity International, Inc.), Securities Purchase Agreement (One Horizon Group, Inc.), Securities Purchase Agreement (One Horizon Group, Inc.)
Independent Investment. No Such Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting holding or disposing of any of the Purchased Securities purchased hereunder or the Warrant Shares for purposes of Section 13(d) under of the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the Purchased Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Zix Corp), Securities Purchase Agreement (Zix Corp), Securities Purchase Agreement (Zix Corp)
Independent Investment. No The Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting holding or disposing of any of the Purchased Securities purchased hereunder for purposes of Section 13(d) under of the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the Purchased Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Quepasa Corp), Securities Purchase Agreement (Ocz Technology Group Inc), Securities Purchase Agreement (Ocz Technology Group Inc)
Independent Investment. No The Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting holding or disposing of any of the Securities purchased hereunder Shares for purposes of Section 13(d) under of the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Quepasa Corp), Securities Purchase Agreement (Quepasa Corp), Securities Purchase Agreement (Warburg Pincus Investors Lp)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aegean Earth & Marine CORP), Securities Purchase Agreement (Vertical Branding, Inc.), Stock Purchase Agreement (Narrowstep Inc)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Notes and the Warrants purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesNotes and the Warrants.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Note and Warrant Purchase (Bioforce Nanosciences Holdings, Inc.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Preferred Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 3 contracts
Samples: Series a Preferred Purchase Agreement (World Racing Group, Inc.), Series B Preferred Stock (Bond Laboratories, Inc.), Series a Preferred Purchase Agreement (World Racing Group, Inc.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchaser under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tianyin Pharmaceutical Co., Inc.), Securities Purchase Agreement (Fushi Copperweld, Inc.)
Independent Investment. No Purchaser has agreed to act with any other 14 Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Satcon Technology Corp), Note and Warrant Purchase Agreement (Satcon Technology Corp)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 2 contracts
Samples: Purchase Agreement (Gulfstream International Group Inc), Purchase Agreement (Gulfstream International Group Inc)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares and Warrants compromising the Units purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesUnits.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kogeto, Inc.), Securities Purchase Agreement (Northeast Automotive Holdings, Inc.)
Independent Investment. No Purchaser Except as may be disclosed in any filings with the Securities and Exchange Commission by the Buyers under Section 13 and/or Section 16 of the Exchange Act, no Buyer has agreed to act with any other Purchaser Buyer for the purpose of acquiring, holding, voting or disposing of the Securities Common Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser Buyer is acting independently with respect to its investment in the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Orient Paper Inc.), Securities Purchase Agreement (Orient Paper Inc.)
Independent Investment. No Purchaser Purchaser, as applicable, has agreed to act with any other Purchaser or third parties for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Brookside Technology Holdings, Corp.), Securities Purchase Agreement (Brookside Technology Holdings, Corp.)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Units purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesUnits.
Appears in 2 contracts
Samples: Form of Subscription Agreement (Vendingdata Corp), Form of Subscription Agreement (Vendingdata Corp)
Independent Investment. No Except as may be disclosed in any filings with the Commission by any Purchaser under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Ortec International Inc), Common Stock Purchase Agreement (Ortec International Inc)
Independent Investment. No Such Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.), Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities. The Company acknowledges and agrees that no Purchaser has made or makes any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Practicexpert Inc), Securities Purchase Agreement (Practicexpert Inc)
Independent Investment. No The Purchaser has not agreed to act with any of the other Purchaser Purchasers for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each the Purchaser is acting independently with respect to its investment in the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (CorMedix Inc.), Subscription Agreement (CorMedix Inc.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares and the Warrants purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesShares and the Warrants.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Colombia Clean Power & Fuels, Inc), Series B Convertible Preferred Stock Purchase Agreement (Activecare, Inc.)
Independent Investment. No Except as may be disclosed in any filings made by the Purchaser with the Commission, the Purchaser has not agreed to act with any other Purchaser person or entity for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 2 contracts
Samples: Debenture and Warrant Purchase Agreement (Electro Energy Inc), Debenture and Warrant Purchase Agreement (Electro Energy Inc)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Preferred Shares and the Warrants purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesPreferred Shares and the Warrants.
Appears in 1 contract
Samples: Convertible Preferred Stock and Warrant Purchase (Bioforce Nanosciences Holdings, Inc.)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.Shares. (k)
Appears in 1 contract
Samples: Series H Convertible Preferred Stock Purchase Agreement (Wave Systems Corp)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Units or any of its underlying securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securitieshereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Compass Acquisition CORP)
Independent Investment. No Such Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of any of the Purchased Securities purchased hereunder or the Warrant Shares for purposes of Section 13(d) under the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the Purchased Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Vocaltec Communications LTD)
Independent Investment. No Purchaser Except as may be disclosed in any filings with the Securities and Exchange Commission by the Buyers under Section 13 and/or Section 16 of the Exchange Act, no Buyer has agreed to act with any other Purchaser Buyer for the purpose of acquiring, holding, voting or disposing of the Securities Shares and Warrants purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser Buyer is acting independently with respect to its investment in the SecuritiesShares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Universal Travel Group)
Independent Investment. No Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Securities Exchange Act of 1934, as amended (the βExchange Actβ), and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Fibernet Telecom Group Inc\)
Independent Investment. No The Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each the Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by any Purchaser under Section 13 and/or Section 16 of the Exchange Act, such Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Juma Technology Corp.)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchaser under Section 13 and/or Section 16 of the Exchange Act, the Purchaser has not agreed to act with any other Purchaser purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each the Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 1 contract
Samples: Securities Purchase Agreement (StatSure Diagnostic Systems, Inc.)
Independent Investment. No The Purchaser has not agreed to act with any other Purchaser for the purpose of acquiring, holding, voting holding or disposing of any of the Purchased Securities purchased hereunder or the Warrant Shares for purposes of Section 13(d) under of the Exchange Act, and each such Purchaser is acting independently with respect to its investment in the Purchased Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Northwest Biotherapeutics Inc)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased issued hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Samples: Exchange Agreement (Bookham, Inc.)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Notes and Warrants purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesNotes and Warrants.
Appears in 1 contract
Independent Investment. No Except as may be disclosed in any ----------------------- filings made by a Purchaser with the Commission, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Charys Holding Co Inc)
Independent Investment. No Purchaser Purchaser, as applicable, has agreed to act with any other Purchaser or third parties for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities. The Company acknowledges that it has elected to provide all Purchasers with the same terms and Transaction Documents for the convenience of the Company and not because it was required or requested to do so by the Purchasers.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Delcath Systems Inc)
Independent Investment. No Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each the Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Samples: Common Stock Purchase (XL Generation International)
Independent Investment. No Except as may be disclosed in any filings with the Commission by the Purchasers under Section 13 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities Shares purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the SecuritiesShares.
Appears in 1 contract
Samples: Registration Rights Agreement (Victory Divide Mining CO)
Independent Investment. No The Purchaser has not agreed to act with any other Purchaser third party purchaser of the Company's securities for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each the Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Nutrition 21 Inc)
Independent Investment. No Except as may be disclosed in any filings with the SEC by the Purchasers under Section 13 and/or Section 16 of the Exchange Act, no Purchaser has agreed to act with any other Purchaser for the purpose of acquiring, holding, voting or disposing of the Securities purchased hereunder for purposes of Section 13(d) under the Exchange Act, and each Purchaser is acting independently with respect to its investment in the Securities.
Appears in 1 contract
