Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 4 contracts
Samples: Securities Purchase Agreement (Oak Valley Bancorp), Securities Purchase Agreement (First Busey Corp /Nv/), Securities Purchase Agreement (Central Valley Community Bancorp)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 3 contracts
Samples: Securities Purchase Agreement (Stewardship Financial Corp), Securities Purchase Agreement (First California Financial Group, Inc.), Securities Purchase Agreement (ServisFirst Bancshares, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 3 contracts
Samples: Securities Purchase Agreement (Mutualfirst Financial Inc), Securities Purchase Agreement (First Robinson Financial Corp), Securities Purchase Agreement (First Savings Financial Group Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 7.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders Holder Xxxxx X, §0 Holding Company Senior Security General T&C, §4.4(a5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B, §1 Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j1.3(i) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §1.3(l1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l1.3(k) officers Annex B, §1 Parity Stock Annex BOversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) S-Corp General T&C, §2.28(a) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transaction Documents Annex B, §1 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 3 contracts
Samples: Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 3 contracts
Samples: Assignment and Assumption Agreement (Mid Penn Bancorp Inc), Securities Purchase Agreement (New Hampshire Thrift Bancshares Inc), Securities Purchase Agreement (Emclaire Financial Corp)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx Axxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 2 contracts
Samples: Securities Purchase Agreement (Provident Bancorp, Inc.), Securities Purchase Agreement (Bankwell Financial Group, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 2 contracts
Samples: Securities Purchase Agreement (Avenue Financial Holdings, Inc.), Securities Purchase Agreement (QCR Holdings Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex BAnnexB, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Community Bank Shares of Indiana Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: SBLF 0530 [Execution Copy] Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx Axxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 SBLF 0530 [Execution Copy] Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Select Bancorp, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Statement of Designations General T&C, §1.3(d) Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Veritex Holdings, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (DNB Financial Corp /Pa/)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §§ 1.2(b)(ii)(E) Residual Amount General T&C, §§ 1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (First NBC Bank Holding Co)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Xxxxx X, §0 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Assignment and Assumption Agreement (Veritex Holdings, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate Statement of Designation Designations General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i5.l(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l1.3(1) Matching Private Investment-Supported Annex B, § §1 Matching Private Investors General T&CT &C, §1.3(l1.3(1) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Assignment and Assumption Agreement (Independent Bank Group, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Statement of Designations General T&C, §1.3(d) Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Encore Bancshares Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 7.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders Holder Xxxxx X, §0 Holding Company Senior Security General T&C, §4.4(a5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B, §1 Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j1.3(i) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §1.3(l1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l1.3(k) officers Annex B, §1 Parity Stock Annex BOversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) S-Corp General T&C, §2.28(a) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transaction Documents Annex B, §1 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx Axxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) Annex B (Definitions) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Simmons First National Corp)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) SBLF Participant No. 0430 Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Ameriserv Financial Inc /Pa/)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (First Northern Community Bancorp)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: [Execution Copy] Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) [Execution Copy] officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Axxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BAxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge Knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Officers Annex B, §1 Term Location of Definition Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Birmingham Bloomfield Bancshares)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 7.12 Call Report Annex B, §1 Capital Interests General T&C, §2.2 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Extraordinary Dividends General T&C, §5.12(b)(ii) Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders Holder Annex B §1 Holding Company Senior Security General T&C, §4.4(a5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j1.3(i) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §1.3(l1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l1.3(k) Members Annex B officers Annex B, §1 Parity Stock Annex BOversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Xxxxx X, §0 Tax Exempt Annex F Transaction Documents Annex B, §1 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex BGeneral T&C, §1 2.3(b) Bankruptcy Exceptions General T&C, §2.5(a) 2.4 Board of Directors General T&C, §2.6 2.9(b) Business Combination General T&C, §5.8 7.8 business day General T&C, §5.12 Call Report 7.12 Bylaws Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation CDFI General T&C, §1.3(d2.3(a) Charter CDFI Fund General T&C, §1.3(d2.3(a) CDFI Regulations General T&C, §2.3(a) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i7.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i1.3(h)(ii) Company Material Adverse Effect Annex B, §1 Company Parent General T&C, §2.15(b)(ii) Company Reports General T&C, §2.9 2.9(a) Company Subsidiary; Company Subsidiaries General T&CSubsidiary Annex B, §2.5(b) 1 Consolidated Affiliates Annex B, §1 control; controlled by; under common control with with; Xxxxx X, §0 CPP Annex BControlled Group General T&C, § 2.14 Determination Letter General T&C, §1 2.15(b) Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h1.3(g) EQ2 Security(ies) Annex B, §1 EQ2 Securities Register General T&C, §5.6(a) Equity Equivalent Annex B, §1 ERISA General T&C, §2.14 Event of Default General T&C, §4.1 Exchange Act General T&C, §4.3 Federal Reserve 5.6(f) Executive Xxxxxxxx Xxxxx X, §0 XXXX Xxxxx X, §0 General Terms and Conditions Annex B, §1 Governmental Entities General T&C, §1.3(a) Holders General T&CAnnex B, §4.4(a) 1 Indebtedness Annex B, §1 Indemnitee General T&C, §4.4(b) 5.9 Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Equity Equivalent Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment Majority Holders General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) 4.3 officers Annex B, §1 Parity Stock Annex BOversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 2.20 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement 1.1 Quarterly Supplemental Report General T&C, §2.19 3.1(d)(i) Redemption Date General T&C, §5.11(a) Related Party General T&C, §2.25 Repayment Document 2.23 Ruling General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B2.15(b) Savings and Loan Holding Company Annex BGeneral T&C, §1 2.3(b) SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Senior Indebtedness Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Signing Date Cover Page Tax; Taxes Annex B, §1 Transaction Documents Annex B, §1 Transfer General T&C, §4.35.6(f) Treasury Cover Page ARTICLE I PURCHASE; CLOSING 4
1.1 Purchase 4 1.2 Closing 4 1.3 Closing Conditions 4 ARTICLE II REPRESENTATIONS AND WARRANTIES 6 2.1 Organization, Authority and Significant Subsidiaries 6 2.2 Capitalization 7 2.3 Community Development Financial Institution Status 7 2.4 EQ2 Securities 7 2.5 Compliance With Identity Verification Requirements 8 2.6 Authorization; Enforceability 8 2.7 No Company Material Adverse Effect 9 2.8 Company Financial Statements 9 2.9 Reports 9 2.10 No Undisclosed Liabilities 9 2.11 Offering of Securities 10 2.12 Litigation and Other Proceedings 10 2.13 Compliance with Laws 10 2.14 Employee Benefit Matters 11 2.15 Taxes and Tax-Exempt Status 11 2.16 Properties and Leases 12 2.17 Environmental Liability 12 2.18 Risk Management Instruments 13 2.18 Insurance 13 2.20 Intellectual Property 13 2.21 Brokers and Finders 14 2.22 Disclosure Schedule 14 2.23 Related Party Transactions 14 2.24 Ability to Pay Interest 14 ARTICLE III COVENANTS 15 3.1 Affirmative Covenants 15 3.2 Negative Covenants 19
Appears in 1 contract
Samples: Securities Purchase Agreement
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Highlands Bancorp, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx Axxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) Annex B (Definitions) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx Axxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Axxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx Axxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BAxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Citizens South Banking Corp)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Annex B (Definitions) Term Location of Definition Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 Annex B (Definitions) Term Location of Definition SBJA Xxxxx XAnnex B, §0 1 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Horizon Bancorp /In/)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Assignment and Assumption Agreement (Sunshine Bancorp, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i5.1(a) (i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex knowledgeAnnex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page ARTICLE I PURCHASE; CLOSING
1.1 Purchase 1.2 Closing
1.3 Closing Conditions
Appears in 1 contract
Samples: Securities Purchase Agreement (First Guaranty Bancshares, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge knowledgeAnnex Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Midsouth Bancorp Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 Annex B (Definitions) knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (First Merchants Corp)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §§ 1 Term Location of Definition Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (WashingtonFirst Bankshares, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Term Location of Definition Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Central Bancorp Inc /Ma/)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §§ 1.3(d) Charter General T&C, §§ 1.3(d) Closing General T&C, §§ 1.2(a) Closing Date General T&C, §§ 1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §§ 1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §§ 1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l1.3(1) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l1.3(1) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a1.1 (a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Annex B (Definitions) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Annex B (Definitions)
Appears in 1 contract
Samples: Securities Purchase Agreement (Nicolet Bankshares Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Bank of Commerce Holdings)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business Business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) controlControl; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge Knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Officers Annex B, §1 [Execution Copy] Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Codorus Valley Bancorp Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: SBLF0278 Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Page 5 SBLF0278 [Execution Copy] Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (First Pactrust Bancorp Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business Business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Samples: Securities Purchase Agreement (Origin Bancorp, Inc.)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) Annex B (Definitions) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Annex B §1 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Tri County Financial Corp /Md/)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Term Location of Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Executive Officers Annex B, §1 Federal Reserve Xxxxx XAnnex B, §0 XXXX Xxxxx X1 GAAP Annex B, §0 1 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s 's knowledge Annex BXxxxx X, §1 0 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Oversight Officials Annex B, §1 Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Publicly-traded Xxxxx X, §0 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex BXxxxx X, §1 0 Transfer General T&C, §4.34.3 Treasury Cover Page
Appears in 1 contract
Samples: Securities Purchase Agreement (Heartland Financial Usa Inc)
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Annex B (Definitions) Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 business day General T&C, §5.12 Call Report Annex B, §1 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders General T&C, §4.4(a) Indemnitee General T&C, §4.4(b) Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Matching Private Investment General T&C, §1.3(l) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l) officers Annex B, §1 Annex B (Definitions) Parity Stock Annex B, §1 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&CAnnex B, §1.2(c) 1 Proprietary Rights General T&C, §2.21 2.211 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) 1.1 Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Signing Date Cover Page subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Annex B, §1 Transfer General T&C, §4.3
Appears in 1 contract
Index of Definitions. The following table, which is provided solely for convenience of reference and shall not affect the interpretation of this Agreement, identifies the location where capitalized terms are defined in this Agreement: Location of Term Definition Affiliate Annex B, §1 Agreement Cover Page Appropriate Federal Banking Agency Annex B, §1 Appropriate State Banking Agency Annex B, §1 Bank Holding Company Annex B, §1 Bankruptcy Exceptions General T&C, §2.5(a) Board of Directors General T&C, §2.6 Business Combination General T&C, §5.8 7.8 business day General T&C, §5.12 7.12 Call Report Annex B, §1 Capital Interests General T&C, §2.2 Capitalization Date General T&C, §2.2 CDCI Annex B, §1 Certificate of Designation General T&C, §1.3(d) Charter General T&C, §1.3(d) Closing General T&C, §1.2(a) Closing Date General T&C, §1.2(a) Closing Deadline General T&C, §5.1(a)(i) Code General T&C, §2.14 Common Stock General T&C, §2.2 Company Cover Page Company Financial Statements General T&C, §1.3(i1.3(h) Company Material Adverse Effect Annex B, §1 Company Reports General T&C, §2.9 Company Subsidiary; Company Subsidiaries General T&C, §2.5(b) control; controlled by; under common control with Xxxxx X, §0 CPP Annex B, §1 Disclosure Schedule Annex B, §1 Disclosure Update General T&C, §1.3(h1.3(g) ERISA General T&C, §2.14 Exchange Act General T&C, §4.3 Extraordinary Dividends General T&C, §5.12(b)(ii) Federal Reserve Xxxxx X, §0 XXXX Xxxxx X, §0 Governmental Entities General T&C, §1.3(a) Holders Holder Annex B §1 Holding Company Senior Security General T&C, §4.4(a5.12(f) IDI Subsidiary Annex B, §1 Indemnitee General T&C, §4.4(b) Indebtedness Annex B Information General T&C, §3.1(c)(iii) Initial Supplemental Report General T&C, §1.3(j1.3(i) Treasury Cover Page Junior Stock Annex B, §1 knowledge of the Company; Company’s knowledge Annex B, §1 Majority Holders General T&C, §4.3 Matching Private Investment General T&C, §1.3(l1.3(k) Matching Private Investment-Supported Annex B, § 1 Matching Private Investors General T&C, §1.3(l1.3(k) Members Annex B officers Annex B, §1 Parity Stock Annex BOversight Officials Xxxxx X, §1 0 Parties Cover Page Plan General T&C, §2.14 Preferred Shares Annex B, §1 Preferred Stock Annex B, §1 Previously Acquired Preferred Shares Xxxxx X, §0 Previously Acquired Preferred Stock Securities Annex B, §1 Previously Disclosed Annex B, §1 Prior Program General T&C, §1.2(c) Proprietary Rights General T&C, §2.21 Purchase Annex B, §1 Purchase Price General T&C, §1.1(a) Regulatory Agreement General T&C, §2.19 Related Party General T&C, §2.25 Repayment Document General T&C, §1.2(b)(ii)(E) Residual Amount General T&C, §1.2(b)(ii)(B) Savings and Loan Holding Company Annex B, §1 SBJA Xxxxx X, §0 SBLF Cover Page SEC General T&C, §2.11 Securities Act General T&C, §2.1 Senior Indebtedness Annex B, §1 Senior Securities Director(s) General T&C, §5.12(e) Signing Date Cover Page subsidiary Subsidiary Annex B, §1 Quarterly Supplemental Report General T&C, §3.1(d)(i) Tax; Taxes Xxxxx X, §0 Tax Exempt Annex F Transaction Documents Annex B, §1 Transfer General T&C, §4.34.3 Treasury Cover Page
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Samples: Securities Purchase Agreement
