Common use of Inducements and Conflicts of Interest Clause in Contracts

Inducements and Conflicts of Interest. 43.1. It is understood that by entering into the Client Agreement, you consent that the Company is, without exception, the execution venue for all orders and acts as principal and not as agent on the Client’s behalf; contractually the Company is the sole counterparty to the Client’s trades and any execution of orders is done in the Company’s name. 43.2. In promoting and marketing our services, we may engage affiliates. The activities of such affiliates are solely to introduce you as potential client to us. They are not permitted to offer any form of investment advice, legal advice, inducement, recommendation or portfolio management to you or to handle any of your funds or cash. The Client is hereby informed that the Company pays the affiliates mentioned above on fixed commissions per referral and/or variable commissions calculated as a percentage of deposits and/or volume of Orders of referred clients. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications.

Appears in 9 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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Inducements and Conflicts of Interest. 43.1. It is understood that by entering into the Client Agreement, you consent that the Company is, without exception, the execution venue for all orders and acts as principal principal, and not as agent on the Client’s behalf; contractually the Company is the sole counterparty to the Client’s trades and any execution of orders is done in the Company’s name. 43.2. In promoting and marketing our services, we may engage affiliates. The activities of such affiliates are solely to introduce you as potential client to us. They are not permitted to offer any form of investment advice, legal advice, inducement, recommendation or portfolio management to you or to handle any of your funds or cash. The Client is hereby informed that the Company pays the affiliates mentioned above on fixed commissions per referral and/or variable commissions calculated as a percentage of deposits and/or volume of Orders of referred clients. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications.

Appears in 8 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Inducements and Conflicts of Interest. 43.1. It is understood that by entering into the Client Agreement, you consent that the Company is, without exception, the execution venue for all orders and acts as principal and not as agent on the Client’s behalf; contractually the Company is the sole counterparty to the Client’s trades contractuallytradtes he Com and any execution of orders onramdee. rs is done in the Company’s name.Co 43.2. In promoting and marketing our services, we may engage affiliates. The activities of such affiliates are solely to introduce you as potential client to us. They are not permitted to offer any form of investment advice, legal advice, inducement, recommendation or portfolio management to you or to handle any of your funds or cash. The Client is hereby informed that the Company pays the affiliates mentioned above on fixed commissions per referral and/or variable commissions calculated as a percentage of deposits and/or volume of Orders of referred clients. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications.

Appears in 1 contract

Samples: Client Agreement

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Inducements and Conflicts of Interest. 43.1. It is understood that by entering into the Client Agreement, you consent that the Company is, without exception, the execution venue for all orders and acts as principal and not as agent on the Client’s behalf; contractually the Company is the sole counterparty to the Client’s trades and any execution of orders is done in the Company’s name. 43.2. In promoting and marketing our services, we may engage affiliates. The activities of such affiliates are solely to introduce you as potential client to us. They are not permitted to offer any form of investment advice, legal advice, inducement, recommendation or portfolio management to you or to handle any of your funds or cash. The Client is hereby informed that the Company pays the affiliates mentioned above on fixed commissions per referral and/or variable commissions calculated as a percentage of deposits and/or volume of Orders of referred clients. For more details on these commissions, you may contact the Company Company, and the Company hereby undertakes to provide the relevant clarifications.

Appears in 1 contract

Samples: Client Agreement

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