Common use of Inducements and Conflicts of Interest Clause in Contracts

Inducements and Conflicts of Interest. 43.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (b) advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.3. The Client consents to and authorizes the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.4. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.

Inducements and Conflicts of Interest. 43.1‌ 40.1. It is understood that the Company arranges does not arrange for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself executes Client Orders as a principal to principal against the Client. The Client Nevertheless, when it is hereby informed regarded that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to will not provide the relevant clarificationsbest possible result, it may arrange for the execution of Client Orders with other Liquidity Providers. 43.240.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) dealing in The Company or a Relevant Person is likely to make a financial gain, or avoid a financial loss, at the Instrument which expense of the Company recommends to the Client (including holding a Long or Short Position); orClient. (b) advising and providing other services The Company or a Relevant Person has an interest in the outcome of a service provided to associates the Client or other Clients of a transaction carried out on behalf of the Company who may have interests in investments or underlying assets Client, which conflict with is distinct from the Client’s interestsinterest in that outcome. 43.3. (c) The Company or a Relevant Person has a financial or other incentive to favour the interest of another Client consents to and authorizes or group of Clients over the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict interests of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.4(d) The Company or a Relevant Person carries on the same business as the Client. (e) The Company or a Relevant Person receives or will receive from a person other than the Client an inducement in relation to a service provided to the Client, in the form of monies, goods or services, other than the standard commission or fee for that service. 40.3. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary The Company shall disclose possible conflicts of interest which cannot be managed/mitigated, before the policy is found in the document with title “Summary provision of Conflicts investment services. The Company’s Conflict of Interest Policy”, as this Policy can be found on the Company’s website xxx.xxxxxxxxxxxx.xxx in the WebsiteAbout Us area under Legal Documents. 40.4. Generally, we are obliged to act honestly, fairly and professionally in accordance with the best interest of you. In this respect, under inducement rules, we will not pay to or accept from any party any fee or commission in connection with the provision of an investment service or an ancillary service unless these payments and/or benefit meet certain criteria as defined in the Applicable Laws and Regulations. Similarly, we will not provide to or receive from any party (other than you) any non-monetary benefit in connection the provision of investment service or an ancillary service. 40.5. By way of derogation of the above and when Execution only services are given, in case where the fee, commission or non-monetary benefit was designed to enhance the quality of the relevant service to the client and does not impair compliance with our duty to act honestly, fairly and professionally for your best interest, we may pay, provide, accept or receive a fee, commission or non-monetary benefit. In such a case, we will clearly disclose to you. The information to be disclosed include inter alia, the existence, nature and amount of the payment or benefit, whether the Company accepts minor non-monetary benefits, ongoing inducements, the methodology of calculation of such amounts if not known from the beginning. 40.6. In promoting and marketing its services, the Company may engage affiliates which are paid on a Cost Per Acquisition (CPA) scheme or Cost Per Lead (CPL) respectively. The activities of such affiliates are solely to introduce you as potential client to the Company. They are not permitted to offer any form of investment advice, legal advice, inducement, recommendation or portfolio management to you or to handle any of your funds or cash. In addition, such persons are not allowed to have direct communication with the Client; hence the Client shall not provide the login details in the Electronic Trading Platform to any such persons.

Inducements and Conflicts of Interest. 43.144.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.244.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (b) advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.344.3. The Client consents to and authorizes the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.444.4. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.

Inducements and Conflicts of Interest. 43.144.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives may receive or pay monthly commissions from from/to the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.244.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (b) advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.3. The Client consents to and authorizes the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.4. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.

Inducements and Conflicts of Interest. 43.144.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.244.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) a. dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (b) b. advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.3. The Client consents to and authorizes the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.4. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.

Inducements and Conflicts of Interest. 43.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.244.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) (a) dealing in the Instrument concerned as Principal for the Company’s account by selling to or buying the Instrument from the Client; (b) matching the Client’s Transaction with that of another Client by acting on such other Client’s behalf as well as on the Client’s behalf; (c) dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (bd) advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.3. The Client consents to and authorizes the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.4. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.

Inducements and Conflicts of Interest. 43.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.249.1. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) dealing in the Instrument concerned as Principal for the Company’s account by selling to or buying the Instrument from the Client; (b) matching the Client’s Transaction with that of another Client by acting on such other Client’s behalf as well as on the Client’s behalf; (c) dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (bd) advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.349.2. The Client consents to and authorizes the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.449.3. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.

Inducements and Conflicts of Interest. 43.142.1. It is understood that the Company arranges for the execution of Client Orders with another entity (the Liquidity Provider) and does not execute them itself as a principal to principal against the Client. The Client is hereby informed that the Company receives monthly commissions from the Liquidity Provider calculated as a percentage of the volume of Orders sent for execution every month. For more details on these commissions, you may contact the Company and the Company hereby undertakes to provide the relevant clarifications. 43.242.2. When the Company deals with or for the Client, the Company, an associate or some other person connected with the Company, may have an interest, relationship or arrangement that is material in relation to the transaction concerned or that conflicts with the Client’s interest. By way of example only, when the Company deals with a Transaction for or on behalf of the Client, the Company may be: (a) dealing in the Instrument which the Company recommends to the Client (including holding a Long or Short Position); or (b) advising and providing other services to associates or other Clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. 43.342.3. The Client consents to and authorizes authorises the Company to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in a Transaction, without prior reference to the Client. The Company’s employees are required to comply with a policy of independence and to disregard any such material interest or conflict of interest while advising the Client. 43.442.4. Under the Law, the Company is required to take all reasonable steps to detect and avoid conflicts of interest. The Company is committed to act honestly, fairly and professionally and in the best interests of its Clients and to comply, in particular, with the principles set out in the Law when providing the Services. A summary of the policy is found in the document with title “Summary of Conflicts of Interest Policy”, as this can be found in the Website.