Inducements. 6.1 The Company shall take reasonable steps to ensure that neither it nor any of its employees or agents either offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clients. 6.2 The Company, may pay and/or receive fees/commission to/from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 11 contracts
Samples: Client Services Agreement, Client Services Agreement, Client Services Agreement
Inducements. 6.1 The Company shall take reasonable steps to ensure that neither it nor any of its employees or agents either offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clients.
6.2 The Company, Company may pay and/or receive fees/commission to/from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 11 contracts
Samples: Client Services Agreement, Client Services Agreement, Client Services Agreement
Inducements. 6.1 The Company shall take reasonable steps to ensure that neither it nor any of its employees or agents either offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clients.
6.2 The Company, may pay and/or receive fees/commission to/from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 2 contracts
Samples: Client Services Agreement, Client Services Agreement
Inducements. 6.1
7.1 The Company shall take reasonable steps to ensure that neither it nor any of its employees or agents either offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clients.
6.2 7.2 The Company, Company may pay and/or receive fees/commission to/from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 2 contracts
Samples: Client Services Agreement, Client Services Agreement
Inducements. 6.1 The Company shall take reasonable steps to ensure that neither it nor any of its employees or agents either offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clients.
6.2 The Company, Company may pay and/or and/ or receive fees/fees/ commission to/to/ from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 1 contract
Samples: Client Agreement
Inducements. 6.1
7.1 The Company shall take reasonable steps to ensure that neither it nor any of its employees or agents either offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clients.
6.2 7.2 The Company, Company may pay and/or receive fees/commission to/from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 1 contract
Samples: Client Services Agreement
Inducements. 6.1 6.1. The Company shall take reasonable steps to ensure that neither it it, nor any of its employees or agents either agents, offers or gives, or solicits or accepts, any inducement that is likely to conflict with any duties owed to its clientsClients.
6.2 6.2. The Company, Company may pay and/or receive fees/commission to/from third parties, provided that these benefits are designed to enhance the quality of the offered service to the Client and not impair compliance with the Company’ duty to act in the best interests of the Client.
Appears in 1 contract
Samples: Client Services Agreement