Common use of Information Provided By The Fund Companies Prior to the Agreement Effective Date Clause in Contracts

Information Provided By The Fund Companies Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, each Fund Company will furnish to Distributor the following: A. copies of the Charter and of any amendments thereto, certified by the proper official of the state in which such document has been filed to the extent such document is required to be filed in any state; B. the Fund Company’s Bylaws and any amendments thereto; C. certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund Company to execute and deliver this Agreement and authorization for specified officers of the Fund Company to instruct Distributor thereunder; D. a list of all the officers of the Fund Company, together with specimen signatures of those officers who are authorized to instruct Distributor in all matters; E. the Funds’ most recent audited financial statements; F. the Fund Company’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act and the 1940 Act; G. copies of the current plan of distribution adopted by the Fund Company under Rule 12b-1 under the 1940 Act for each Fund, if applicable; H. contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel and chief compliance officer; I. a copy of procedures adopted by the Fund Company in accordance with Rule 38a-1 under the 1940 Act; and J. any material correspondence or other communication by the SEC, FINRA, any government or self-regulatory organization or its staff relating to any advertising or sales literature of the Funds, including any related to examinations of the Fund Company or the Funds, requests by the SEC for amendments to the Registration Statement.

Information Provided By The Fund Companies Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, each Fund Company will furnish to Distributor Ultimus the following: A. (A) copies of the its Charter and of any amendments thereto, certified by the proper official of the state in which such document has been filed to the extent such document is required to be filed in any state; B. (B) the Fund Company’s Bylaws and any amendments thereto; C. (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Fund Company to execute and deliver this Agreement and authorization for specified officers of the Fund Company to instruct Distributor Ultimus thereunder; D. (D) a list of all the officers of the Fund Company, together with specimen signatures of those officers who are authorized to instruct Distributor Ultimus in all matters;; Wilshire Fund Complex Page 11 of 17 CHICAGO/#2843060.3 E. the Funds’ most recent audited financial statements; F. (E) the Fund Company’s Registration Statement registration statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act and the 1940 Act; G. (F) the Fund Company’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (G) copies of the current plan of distribution adopted by the Fund Company under Rule 12b-1 under the 1940 Act for each Fund, if applicable; H. (H) copies of the current investment advisory agreement and current investment sub-advisory agreement, if applicable, for each Fund; (I) copies of the current underwriting agreement for each Fund; (J) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel counsel, underwriter and chief compliance officer;; and I. (K) a copy of procedures adopted by the Fund Company in accordance with Rule 38a-1 under the 1940 Act; and J. any material correspondence or other communication by the SEC, FINRA, any government or self-regulatory organization or its staff relating to any advertising or sales literature of the Funds, including any related to examinations of the Fund Company or the Funds, requests by the SEC for amendments to the Registration Statement.