Common use of INFORMATION PROVIDED BY UNDERWRITERS Clause in Contracts

INFORMATION PROVIDED BY UNDERWRITERS. The Company and the Underwriters acknowledge and agree that (i) the concession and reallowance figures appearing in the “Underwriting” section under the caption “Underwriting Discounts” in the Prospectus, (ii) the information appearing in the “Underwriting” section under the caption “Price Stabilization, Short Positions and Penalty Bids” in the Prospectus, and (iii) the list of Underwriters and their respective participation in the sale of the Shares in the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Prospectus.

Appears in 6 contracts

Samples: Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp), Underwriting Agreement (FIDUS INVESTMENT Corp)

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INFORMATION PROVIDED BY UNDERWRITERS. The Company and the Underwriters acknowledge and agree that (i) the concession and reallowance figures figure appearing in the “Underwriting” section under the caption “Underwriting Underwriting—Commissions and Discounts” in the Prospectus, (ii) the information appearing statements set forth in the “Underwriting” section first sentence of the first paragraph under the caption “Price Underwriting—Stabilization, Short Positions and Penalty Bids” in the Prospectus, and (iii) the list of Underwriters and their respective participation in the sale of the Shares Securities, which is set forth in the Prospectus table under the caption “Underwriting” in the Prospectus, constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Capital Southwest Corp)

INFORMATION PROVIDED BY UNDERWRITERS. The Company and the Underwriters acknowledge and agree that (i) the concession and reallowance figures appearing in the “Underwriting” section third paragraph under the caption “Underwriting DiscountsUnderwriting” in the Prospectus, Prospectus Supplement; (ii) the information appearing in the “Underwriting” section under the caption “Price Stabilization, Short Positions and Penalty BidsBids —Underwriting” in the Prospectus, Prospectus Supplement; and (iii) the list of Underwriters and their respective participation in the sale of the Shares in any Preliminary Prospectus and the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Disclosure Package or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Prospect Energy Corp)

INFORMATION PROVIDED BY UNDERWRITERS. The Company and the Underwriters acknowledge and agree that (i) the concession and reallowance figures appearing in the “Underwriting” section under the caption “Underwriting Discounts” in the Prospectus, ; (ii) the information appearing in the “Underwriting” section under the caption “Price Stabilization, Short Positions and Penalty Bids” in the Prospectus, ; and (iii) the list of Underwriters and their respective participation in the sale of the Shares in the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Main Street Capital CORP)

INFORMATION PROVIDED BY UNDERWRITERS. The Company Fidus Entities and the Underwriters acknowledge and agree that (i) the concession and reallowance figures appearing in the “Underwriting” section under the caption “Underwriting DiscountsDiscounts and Commissions” in the Prospectus, (ii) the information appearing in the “Underwriting” section under the caption “Price Stabilization, Short Positions and Penalty Bids” in the Prospectus, and (iii) the list of Underwriters and their respective participation in the sale of the Shares in the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (FIDUS INVESTMENT Corp)

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INFORMATION PROVIDED BY UNDERWRITERS. The Company and the Underwriters acknowledge and agree that (i) the concession and reallowance figures appearing in the “Underwriting” section under the caption “Underwriting Underwriting—Commissions and Discounts” in the Prospectus, Prospectus and (ii) the information appearing statements set forth in the “Underwriting” section first sentence of each of the first and third paragraphs under the caption “Underwriting—Price Stabilization, Stabilization and Short Positions and Penalty BidsPositionsin the Prospectus, and (iii) the list of Underwriters and their respective participation in the sale of the Shares in the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Main Street Capital CORP)

INFORMATION PROVIDED BY UNDERWRITERS. The Company and the Underwriters acknowledge and agree that (i) the concession and reallowance figures appearing in the “Underwriting” section third paragraph under the caption “Underwriting DiscountsUnderwriting” in the Prospectus, Prospectus Supplement; (ii) the information appearing in the “Underwriting” section under the caption “Price Stabilization, Short Positions and Penalty BidsBids — Underwriting” in the Prospectus, Prospectus Supplement; and (iii) the list of Underwriters and their respective participation in the sale of the Shares in any Preliminary Prospectus and the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the Disclosure Package or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Prospect Capital Corp)

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