Common use of Information Relating to the Fund Clause in Contracts

Information Relating to the Fund. (a) No person is authorized to make any representations concerning a Fund’s shares except those contained in such Fund’s then-current Prospectus, and in buying shares from the Distributor or redeeming shares pursuant to any repurchase offer, Broker/Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase offer notification. Upon Broker/Dealer’s request, the Distributor will furnish Broker/Dealer with a reasonable number of copies of a Fund’s then-current Prospectus(es) and/or SAIs (including any Supplements thereto). (b) Broker/Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a Fund’s shares, other than a Fund’s then-current Prospectus or such printed information that is given to Broker/Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA Rules) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 19 contracts

Samples: Broker Dealer Selling Agreement (Ares Private Markets Fund), Broker Dealer Selling Agreement (Resource Real Estate Diversified Income Fund), Broker Dealer Selling Agreement (1WS Credit Income Fund)

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Information Relating to the Fund. (a) No person is authorized to make any representations concerning a the Fund’s shares except those contained in such the Fund’s then-current Prospectus, and in buying shares from the Distributor or redeeming shares pursuant to any repurchase offer, Broker/Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase tender offer notification. Upon Broker/Dealer’s request, the Distributor will furnish Broker/Dealer with a reasonable number of copies of a Fund’s then-current Prospectus(es) and/or SAIs Prospectus (including any Supplements thereto). (b) Broker/Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a the Fund’s shares, other than a the Fund’s then-current Prospectus or such printed information that is given to Broker/Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA Rules) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 5 contracts

Samples: Broker Dealer Selling Agreement (CC Real Estate Income Fund-T2), Broker Dealer Selling Agreement (NorthStar Real Estate Capital Income Fund-C), Broker Dealer Selling Agreement (NorthStar Real Estate Capital Income Fund-Adv)

Information Relating to the Fund. (a) No person is authorized to make any representations concerning a the Fund’s shares Shares except those contained in such the Fund’s then-current Prospectus, and in buying shares Shares from the Distributor or redeeming shares repurchasing Shares pursuant to any repurchase offer, Broker/-Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase offer notification. Upon Broker/-Dealer’s request, the Distributor will furnish Broker/-Dealer with a reasonable number of copies of a the Fund’s then-current Prospectus(es) and/or SAIs (including any Supplements thereto). (b) Broker/-Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a the Fund’s sharesShares, other than a the Fund’s then-current Prospectus or such printed information that is given to Broker/-Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/-Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/-Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA RulesRule 2210 or any successor rule) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 1 contract

Samples: Broker Dealer Selling Agreement (CION Ares Diversified Credit Fund)

Information Relating to the Fund. (a) No person is authorized to make any representations concerning a the Fund’s shares except those contained in such the Fund’s then-current Prospectus, and in buying shares from the Distributor or redeeming shares pursuant to any repurchase offer, Broker/Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase offer notification. Upon Broker/Dealer’s request, the Distributor will furnish Broker/Dealer with a reasonable number of copies of a the Fund’s then-current Prospectus(es) and/or SAIs Prospectus and SAI (including any Supplements thereto). (b) Broker/Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a the Fund’s shares, other than a the Fund’s then-current Prospectus or such printed information that is given to Broker/Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA Rules) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 1 contract

Samples: Broker Dealer Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)

Information Relating to the Fund. (a) No person is authorized to make any representations concerning a Fund’s shares of the Fund except those contained in such the Fund’s then-current Prospectus, and in buying shares from the Distributor or redeeming shares pursuant to any repurchase offer, Broker/-Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase offer notification. Upon Broker/-Dealer’s request, the Distributor will furnish Broker/-Dealer with a reasonable number of copies of a the Fund’s then-current Prospectus(es) and/or SAIs (including any Supplements thereto). (b) Broker/-Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a the Fund’s shares, other than a the Fund’s then-current Prospectus or such printed information that is given to Broker/-Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/-Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/-Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA Rules) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 1 contract

Samples: Broker Dealer Selling Agreement (Apollo Diversified Real Estate Fund)

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Information Relating to the Fund. (a) No person is authorized to make any representations concerning a Fund’s shares shares, except those contained in such Fund’s then-current Prospectus, and in buying shares from the Distributor or redeeming shares pursuant to any repurchase offer, Broker/Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase offer notification. Upon Broker/Dealer’s request, the Distributor will furnish Broker/Dealer with a reasonable number of copies of a Fund’s then-current Prospectus(es) and/or SAIs (including any Supplements thereto). (b) Broker/Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a Fund’s shares, other than a Fund’s then-current Prospectus or such printed information that is given to Broker/Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA Rules) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 1 contract

Samples: Broker Dealer Selling Agreement (FS Multi-Alternative Income Fund)

Information Relating to the Fund. (a) No person is authorized to make any representations concerning a Fund’s shares of the Fund except those contained in such the Fund’s then-current Prospectus, and in buying shares from the Distributor or redeeming shares pursuant to any repurchase offer, Broker/-Dealer shall rely solely on the representations contained in the then-current Prospectus and any applicable repurchase offer notification. .. Upon Broker/-Dealer’s request, the Distributor will furnish Broker/-Dealer with a reasonable number of copies of a the Fund’s then-current Prospectus(es) and/or SAIs (including any Supplements thereto). (b) Broker/-Dealer may not use any sales literature or advertising material (including material disseminated through radio, television, or other electronic media) concerning a the Fund’s shares, other than a the Fund’s then-current Prospectus or such printed information that is given to Broker/-Dealer by the Distributor, without first obtaining the Distributor’s written approval. Broker/-Dealer shall not distribute or make available to the general public any printed information furnished by the Distributor which is marked “FOR INVESTMENT ADVISER USE ONLY” or “FOR INVESTMENT PROFESSIONAL USE ONLY” or which otherwise indicates that it is confidential or not intended to be distributed to the general public. Broker/-Dealer further agrees that it shall not distribute or make available to any retail investor (as defined under applicable FINRA Rules) any printed information or other communication furnished to it by the Distributor which is marked “FOR INSTITUTIONAL USE ONLY.”

Appears in 1 contract

Samples: Broker Dealer Selling Agreement (Apollo Diversified Credit Fund)

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