Common use of Initial Registration Clause in Contracts

Initial Registration. a. If a new trust, prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.) b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable: i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers; ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers; iii. Work with auditor to obtain consent for filing of financial statements; iv. Coordinate SEC comments (Fund counsel may prefer to coordinate). c. Prepare draft agreements for UMB services. d. Coordinate organizational board materials, as required. e. Coordinate XXXXX xxxxxxx of required forms, as agreed with the Advisor.

Initial Registration. a. If a new trust, prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.) b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable: i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers; ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers; iii. Work with auditor to obtain consent for filing of financial statements; iv. Coordinate SEC comments (Fund counsel may prefer to coordinate). c. Prepare draft agreements for UMB Administrator’s services. d. Coordinate organizational board materials, as required. e. Coordinate XXXXX xxxxxxx EXXXX filings of required forms, as agreed with the Advisor.

Initial Registration. a. If a new trust, prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.) b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable: i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers; ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers; iii. Work with auditor to obtain consent for filing of financial statements; iv. Coordinate SEC comments (Fund counsel may prefer to coordinate). c. Prepare draft agreements for UMB services. d. Coordinate organizational board materials, as required. e. Coordinate XXXXX xxxxxxx EXXXX filings of required forms, as agreed with the Advisor.

Initial Registration. a. If a new trust, prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.) b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable: i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers; ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers; iii. Work with auditor to obtain consent for filing of financial statements; iv. Coordinate SEC comments (Fund counsel may prefer to coordinate). c. Prepare draft agreements for UMB Administrator services. d. Coordinate organizational board materials, as required. e. Coordinate XXXXX xxxxxxx of required forms, as agreed with the Advisor.

Initial Registration. a. If a new trust, prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.) b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable: i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers; ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers; iii. Work with auditor to obtain consent for filing of financial statements; iv. Coordinate SEC comments (Fund counsel may prefer to coordinate). c. Prepare draft agreements for UMB services. d. Coordinate organizational board materials, as required. e. Coordinate XXXXX xxxxxxx filings of required forms, as agreed with the Advisor.

Initial Registration. a. If a new trust, prepare Prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.) b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable: i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers; ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers; iii. Work with auditor to obtain consent for filing of financial statements; iv. Coordinate SEC comments (Fund counsel may prefer to coordinate). c. Prepare draft agreements for UMB Administrator’s services. d. Coordinate organizational board materials, as required. e. Coordinate XXXXX xxxxxxx EXXXX filings of required forms, as agreed with the Advisor.