INTRODUCED ACCOUNTS. If my account has been introduced to you and is carried by you only as a clearing broker, I agree that you are not responsible for the conduct of the introducing broker and your only responsibilities to me relate to the execution, clearing and bookkeeping of transactions in my accounts.
Appears in 11 contracts
Samples: Client Margin Agreement, Margin Agreement, Margin Agreement
INTRODUCED ACCOUNTS. If my account has been introduced to you you, and is carried by you only as a clearing broker, I agree that you are not responsible for the conduct of the introducing broker and your only responsibilities to me relate to the execution, clearing and bookkeeping of transactions in my accounts.
Appears in 2 contracts
Samples: Client Agreement (Vannini Jonathan), Client Agreement (Championship Auto Racing Teams Inc)
INTRODUCED ACCOUNTS. If my account has been introduced to you and is carried by you only as a clearing broker, I agree that you are not responsible for the conduct of the introducing broker and your only responsibilities to me relate to the your execution, clearing and bookkeeping of transactions in my accountsaccount.
Appears in 2 contracts
Samples: Lehman (Associated Group Inc), Hemisphere Trading Co Inc
INTRODUCED ACCOUNTS. If my account has been introduced to you and is carried by you only as a clearing broker, I agree that you are not responsible for the conduct of the introducing broker and your only responsibilities to me relate to the execution, clearing and bookkeeping of transactions in my accounts. 14.
Appears in 1 contract
Samples: Please (Icahn Carl C Et Al)
