Common use of Investment Adviser Clause in Contracts

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 221 contracts

Samples: Pooling and Servicing Agreement (RALI Series 2006-Qa10 Trust), Pooling and Servicing Agreement (RALI Series 2006-Qo4 Trust), Pooling and Servicing Agreement (RALI Series 2007-Qa1 Trust)

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Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 202 contracts

Samples: Trust Agreement (Opteum Mortgage Acceptance CORP), Pooling and Servicing Agreement (RAMP Series 2006-Rs2 Trust), Pooling and Servicing Agreement (RFMSI Series 2007 SA3 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940, as amended. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended.

Appears in 24 contracts

Samples: Indenture (GMACM Home Equity Loan Trust 2006-He2), Indenture (Residential Asset Mortgage Products Inc), Indenture (GMACM Home Equity Loan Trust 2006-He3)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.. ___

Appears in 18 contracts

Samples: Pooling and Servicing Agreement (Wamu Mortgage Pass Through Certs Ser 2003-S9), Pooling and Servicing Agreement (Wamu Mortgage Pass Through Certs Ser 2003-Ar10), Pooling and Servicing Agreement (Wamu Mortgage Pass Through Certificates Series 2003 S3)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- _____ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 10 contracts

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 1999-5), Indenture (Home Equity Loan Trust 2004-Hs3), Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2001-7)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- _______ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 7 contracts

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Mort Ps THR CRTS Ser 2003-7), Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2002-1a), Pooling and Servicing Agreement (Abn Amro Mortgage Corp Multi Cla Mor Pas THR Cer Se 2003-10)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- as amended. ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended.

Appears in 5 contracts

Samples: Trust Agreement (Gmacm Home Equity Loan Trust 2005-He2), Trust Agreement (Wachovia Asset Securitization Inc), Trust Agreement (Residential Asset Mortgage Products Inc)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- __ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 5 contracts

Samples: Pooling and Servicing Agreement (American General MRT Ln Asst BCKD Ps THR CRTS Sr 2003-1), Pooling and Servicing Agreement (Residential Asst Mort Prod Gmacm Mt Ps THR Certs Ser 2003-J9), Trust Agreement (Credit Suisse First Boston Mortgage Securities Corp)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- - SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 4 contracts

Samples: Indenture (RFMSII Series 2006-Hsa2 Trust), Indenture (Home Equity Loan Trust 2006-Hsa3), Indenture (Home Equity Loan Trust 2006-Hsa4)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ¨ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (BellaVista Finance CORP), Trust Agreement (Peoples Choice Home Loan Securities Trust Series 2005-4), Trust Agreement (Peoples Choice Home Loan Securities Trust Series 2005-3)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- --- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (PNC Mortgage Sec Corp Mort Pass THR Cert Ser 2000-1), Trust Agreement (WaMu Asset Acceptance Corp.), Pooling and Servicing Agreement (PNC Mortgage Securities Corp Mort Pass Thru Cert Ser 2000 4)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Trust Agreement (Long Beach Securities Corp)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- as amended. _____ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended.

Appears in 1 contract

Samples: Trust Agreement (Wachovia Mortgage Loan Trust, LLC)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Gmacm Mortgage Loan Trust 2005-J1)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business ---- Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (WaMu Mortgage Pass-Through Certificates Series 2004-Ar4)

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Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ______ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Bear Stearns ALT-A Trust, Series 2005-8)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.. --

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RALI Series 2006-Qa7 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958. Business Development Company. The Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Residential Accredit Loans Inc)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. SBIC The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RFMSII Series 2006-Hsa1 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- _ _ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (PNC Mortgage Sec Corp Mort Pass THR Cert Ser 2000-8)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- [ ] SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Trust Agreement (Merrill Lynch Mortgage Backed Securities Trust, Series 2007-2)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(cSection301(c) or (d) of the Small Business Investment Act of 1958.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RAMP Series 2005-Sp3 Trust)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940, as amended. -- ___ SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958., as amended. ___

Appears in 1 contract

Samples: Indenture (Bear Stearns Asset Backed Securities Inc)

Investment Adviser. The Buyer is an investment adviser registered under the Investment Advisers Act of 1940. -- SBIC. The Buyer is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958. -- Business Development Company. The Buyer is a business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Bear Stearns ALT-A Trust 2006-1)

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