Investment Advisers Act. The Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 19 contracts
Samples: Purchase Agreement (Muniholdings California Insured Fund v Inc), Purchase Agreement (Preferred & Corporate Income Strategies Fund Inc), Purchase Agreement (Muniholdings New York Insured Fund Iv Inc)
Investment Advisers Act. The Adviser is duly registered as an ----------------------- investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 13 contracts
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Ii Inc), Purchase Agreement (Muniholdings Insured Fund Iv Inc), Purchase Agreement (Muniholdings California Insured Fund Iv Inc)
Investment Advisers Act. The Adviser Advisor is duly registered as an investment adviser under not prohibited by the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Actamended, or the rules and regulations under such actsthereunder, from acting performing its obligations under the Advisory Agreement for the Fund Agreement, as contemplated by described in the Registration Statement Statement, the General Disclosure Package and the Prospectus.
Appears in 9 contracts
Samples: Underwriting Agreement (Ashford Hospitality Prime, Inc.), Underwriting Agreement (Braemar Hotels & Resorts Inc.), Underwriting Agreement (Ashford Hospitality Trust Inc)
Investment Advisers Act. The Investment Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 7 contracts
Samples: Purchase Agreement (Muniyield Florida Fund), Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.), Purchase Agreement (Muniyield Pennsylvania Fund)
Investment Advisers Act. The Adviser is duly registered as ----------------------- an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 7 contracts
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings Insured Fund Iii Inc), Purchase Agreement (Muniholdings Michigan Insured Fund Inc)
Investment Advisers Act. The Such Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such actsActs, from acting under the Advisory Agreement and the Subadvisory Agreement between the Adviser and the Subadviser (the “Subadvisory Agreement”) for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 3 contracts
Samples: Purchase Agreement (Dow 30 Enhanced Premium & Income Fund Inc.), Purchase Agreement (NASDAQ Premium Income & Growth Fund Inc.), Purchase Agreement (Global Income & Currency Fund Inc.)
Investment Advisers Act. The Such Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement and the Subadvisory Agreement between the Adviser and the Subadviser (the “Subadvisory Agreement”) for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Small Cap Premium & Dividend Income Fund, Inc.), Purchase Agreement (S&P 500 Covered Call Fund Inc.)
Investment Advisers Act. The Such Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "“Investment Advisers Act"”), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement and the Subadvisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Defined Strategy Fund, Inc.), Purchase Agreement (S&P 500 GEARED Fund Inc.)
Investment Advisers Act. The Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "“Investment Advisers Act"”), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 1 contract
Investment Advisers Act. The Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 1 contract
Investment Advisers Act. The Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.the
Appears in 1 contract
Samples: Purchase Agreement (Market Participation Principal Protection Fund Inc)
Investment Advisers Act. The Such Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement and the Subadvisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Dow 30 Premium & Dividend Income Fund Inc.)
Investment Advisers Act. The Such Investment Adviser or Subadviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such actsActs, from acting under the Advisory Agreement and the Subadvisory Agreement between the Adviser and the Subadviser (“Subadvisory Agreement”) for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (MLP & Strategic Equity Fund Inc.)
Investment Advisers Act. The Adviser is duly registered ----------------------- as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Ii Inc)
Investment Advisers Act. The Investment Adviser is duly registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Investment Advisers Act"), and is not prohibited by the Investment Advisers Act or the Investment Company Act, or the rules and regulations under such acts, from acting under the Advisory Agreement for the Fund as contemplated by the Registration Statement and the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
