INVESTMENT ADVISOR STATUS. The Investment Advisor is duly registered with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement for the Fund as contemplated by the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Secu Fund), Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Secu Fund)
INVESTMENT ADVISOR STATUS. The Investment Advisor is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement for the Fund as contemplated by the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Advent Claymore Convertible Securities & Income Fund), Purchase Agreement (Advent Claymore Convertible Securities & Income Fund)
INVESTMENT ADVISOR STATUS. The Investment Advisor Adviser is duly registered with the Commission SEC as an investment adviser advisor under the Investment Advisors Act of 1940 (the "Advisers Act"), and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such actsActs, from acting under the Management Agreement investment advisory agreement for the Fund as contemplated by the Prospectus.
Appears in 1 contract
Samples: Underwriter Participation Agreement (Mbia Capital Claymore Man Dur Inv GRD Muni Fund)
INVESTMENT ADVISOR STATUS. The Investment Advisor is duly registered with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Advisory Agreement for the Fund as contemplated by the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2)
INVESTMENT ADVISOR STATUS. The Investment Advisor is duly registered with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement and the Advisory Agreement for the Fund as contemplated by the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2)
INVESTMENT ADVISOR STATUS. The Investment Advisor is duly registered and in good standing with the Commission as an investment adviser advisor under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement for the Fund as contemplated by the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Advent Claymore Convertible Securities & Income Fund)
INVESTMENT ADVISOR STATUS. The Investment Such Advisor is duly registered and in good standing with the Commission as an investment adviser advisor under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement for and the Fund Sub-Advisory Agreement to which it is a party, as contemplated by the Registration Statement, the Statutory Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (BlackRock Multi-Sector Income Trust)
