INVESTMENT ADVISOR STATUS. The Investment Manager is duly registered and in good standing with the SEC as an investment advisor under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the investment management agreement for the Trust as contemplated by the prospectus.
Appears in 3 contracts
Samples: Offering Participation Agreement (Ing Clarion Global Real Estate Income Fund), Offering Participation Agreement (Ing Clarion Global Real Estate Income Fund), Offering Participation Agreement (Ing Clarion Real Estate Income Fund)
INVESTMENT ADVISOR STATUS. The Investment Manager Advisor is duly registered and in good standing with the SEC Commission as an investment advisor adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the investment management agreement Investment Advisory Agreement for the Trust as contemplated by the prospectusProspectus.
Appears in 2 contracts
Samples: Purchase Agreement (Reaves Utility Income Fund), Purchase Agreement (Reaves Utility Income Fund)
INVESTMENT ADVISOR STATUS. The Investment Manager is duly registered and in good standing with the SEC as an investment advisor under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the investment management agreement for the Trust Fund as contemplated by the prospectus.
Appears in 1 contract
Samples: Underwriter Participation Agreement (Advent Claymore Convertible Securities & Income Fund)
INVESTMENT ADVISOR STATUS. The Investment Manager is duly registered and in good standing with the SEC Commission as an investment advisor adviser under the Advisers Act, and is not prohibited by the Advisers Act or the 1940 Act, or the rules and regulations under such acts, from acting under the investment management agreement Management Agreement for the Trust Fund as contemplated by the prospectusProspectus.
Appears in 1 contract
Samples: Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2)
