Investment Advisor. The Depositor may appoint an investment advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his or her IRA. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor and evidencing the investment advisor's acceptance of such appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisor, unless and until it receives written notification from the Depositor that the investment advisor's appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor.
Appears in 33 contracts
Samples: Traditional Individual Retirement Account Custodial Agreement, Roth Individual Retirement Account Custodial Agreement, Roth Individual Retirement Account Custodial Agreement
Investment Advisor. The Depositor may appoint an investment advisorInvestment Advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his the Custodial Account or her IRAany specified portion of the Custodial Account. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor Investment Advisor and evidencing the investment advisorInvestment Advisor's acceptance of such appointment, an acknowledgment by the investment advisor Investment Advisor that it is a fiduciary of the Custodial Accountaccount, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Advisor's Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisorInvestment Advisor, unless and until it receives written notification from the Depositor that the investment advisorInvestment Advisor's appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor Investment Advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor as a result of following the written investment directions of the Depositor’s Investment Advisor.
Appears in 5 contracts
Samples: Simplified Employee Pension Plan Agreement, Coverdell Education Savings Account Custodial Agreement, Custodial Agreement
Investment Advisor. The Depositor may appoint an investment advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his or her IRA. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor and evidencing the investment advisor's acceptance of such appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Advisor's Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisor, unless and until it receives written notification from the Depositor that the investment advisor's appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor.
Appears in 5 contracts
Samples: Roth Individual Retirement Account Custodial Agreement, Traditional Individual Retirement Account Custodial Agreement, Roth Individual Retirement Account Custodial Agreement
Investment Advisor. The Depositor may appoint an investment advisorInvestment Advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his the Custodial Account or her IRAany specified portion of the Custodial Account. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor Investment Advisor and evidencing the investment advisorInvestment Advisor's acceptance of such appointment, an acknowledgment by the investment advisor Investment Advisor that it is a fiduciary of the Custodial Accountaccount, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Advisor's Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisorInvestment Advisor, unless and until it receives written notification from the Depositor that the investment advisorInvestment Advisor's appointment has been terminated. The Custodian and the Administrator shall have no duty other than to follow the written investment directions of such investment advisor Investment Advisor and shall be under no duty to question said instructions, and the Custodian and Administrator shall not be liable for any investment losses sustained by the Depositor as a result of following the written investment directions of the Depositor’s Investment Advisor.
Appears in 3 contracts
Samples: Simplified Employee Pension—individual Retirement Accounts Contribution Agreement, Prototype Simplified Employee Pension Plan Agreement, Simplified Employee Pension—individual Retirement Accounts Contribution Agreement
Investment Advisor. The Depositor may appoint an investment advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his or her IRAXXX. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor and evidencing the investment advisor's acceptance of such appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Advisor's Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisor, unless and until it receives written notification from the Depositor that the investment advisor's appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor.
Appears in 3 contracts
Samples: Traditional and Roth Individual Retirement Account Custodial Agreement, Traditional and Roth Individual Retirement Account Custodial Agreement, Traditional and Roth Individual Retirement Account Custodial Agreement
Investment Advisor. The Depositor may appoint an investment advisorInvestment Advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 19741974 (ERISA), to direct the investment of his or her IRAHSA. The Depositor shall notify the Custodian or Administrator in writing of any such appointment by providing the Custodian or Administrator a copy of the instruments appointing the investment advisor Investment Advisor and evidencing the investment advisorInvestment Advisor's acceptance of such appointment, an acknowledgment by the investment advisor Investment Advisor that it is a fiduciary of the Custodial Accountaccount, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Advisor's Act of 1940. The Custodian or Administrator shall comply with any investment directions furnished to it by the investment advisorInvestment Advisor, unless and until it receives written notification from the Depositor that the investment advisorInvestment Advisor's appointment has been terminated. The Custodian or Administrator shall have no duty other than to follow the written investment directions of such investment advisor Investment Advisor and shall be under no duty to question said instructions, and the Custodian or Administrator shall not be liable for any investment losses sustained by the Depositor.
Appears in 2 contracts
Samples: Health Savings Custodial Account, Health Savings Custodial Account
Investment Advisor. The Depositor may appoint an investment advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his or her IRA. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor and evidencing the investment advisor's ’s acceptance of such appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's ’s current registration under the Investment Advisers Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisor, unless and until it receives written notification from the Depositor that the investment advisor's ’s appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor.
Appears in 1 contract
Samples: Roth Individual Retirement Account Custodial Agreement
Investment Advisor. The Depositor may appoint an investment advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his or her IRAXXX. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor and evidencing the investment advisor's acceptance of such appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's current registration under the Investment Advisers Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisor, unless and until it receives written notification from the Depositor that the investment advisor's appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor.
Appears in 1 contract
Samples: Traditional and Roth Individual Retirement Account Custodial Agreement
Investment Advisor. The Depositor may appoint an investment advisor, qualified under Section 3(38) of the Employee Retirement Income Security Act of 1974, to direct the investment of his or her IRA. The Depositor shall notify the Custodian in writing of any such appointment by providing the Custodian a copy of the instruments appointing the investment advisor and evidencing the investment advisor's acceptance of such shallnotifytheCustodianinwritingofanysuchappointmentbyprovidingtheCustodiana copyoftheinstrumentsappointingtheinvestmentadvisorandevidencingtheinvestmentadvisor’sacceptanceofsuch appointment, an acknowledgment by the investment advisor that it is a fiduciary of the Custodial Account, and a certificate evidencing the Investment Advisor's ’s current registration under the Investment Advisers Act of 1940. The Custodian shall comply with any investment directions furnished to it by the investment advisor, unless and until it receives written notification from the Depositor that the investment advisor's ’s appointment has been terminated. The Custodian shall have no duty other than to follow the written investment directions of such investment advisor and shall be under no duty to question said instructions, and the Custodian shall not be liable for any investment losses sustained by the Depositor.
Appears in 1 contract
Samples: Traditional Individual Retirement Account Custodial Agreement