Investment Advisors and Investment Managers and Stock Brokers. Trading Members of Recognized Stock Exchanges. An Investment Entity established in India that is a Financial Institution solely because it (1) renders investment advice to, and acts on behalf of, or (2) manages portfolios for, and acts on behalf of, or (3) executes trades on behalf of a customer for the purposes of investing, managing, or administering funds or securities deposited in the name of the customer with a Financial Institution other than a Nonparticipating Financial Institution.
Appears in 3 contracts
Samples: International Tax Compliance Agreement, International Tax Compliance Agreement, Agreement to Improve International Tax Compliance and to Implement Fatca
Investment Advisors and Investment Managers and Stock Brokers. Trading Members of Recognized Stock Exchanges. An Investment Entity established in India that is a Financial Institution solely because it (1I) renders investment advice to, and acts on behalf of, or (2) manages portfolios for, and acts on behalf of, or (3) executes trades on behalf of a customer for the purposes of investing, managing, or administering funds or securities deposited in the name of the customer with a Financial Institution other than a Nonparticipating Financial Institution.
Appears in 2 contracts
Samples: Inter Governmental Agreement and Memorandum of Understanding (Mou), Term of Agreement
