Investment Company Act Compliance. The Borrower is not, nor is the Borrower directly or indirectly controlled by or acting on behalf of any Person which is, an "investment company" or an "affiliated person" of an "investment company" within the meaning of the Investment Company Act of 1940, as amended.
Appears in 20 contracts
Samples: Credit Agreement (Rocky Mountain Energy Corp), Credit Agreement (Exploration Co of Delaware Inc), Credit Agreement (Harken Energy Corp)
Investment Company Act Compliance. The Borrower is not, nor is the Borrower not an "investment company" or directly or indirectly controlled by or acting on behalf of any Person which is, an "investment company" or an "affiliated person" of is an "investment company" within the meaning of the Investment Company Act of 1940, as amended.
Appears in 5 contracts
Samples: Credit Agreement (Esenjay Exploration Inc), Credit Agreement (Cubic Energy Inc), Senior Secured Advancing Line of Credit Agreement (Mainland Resources Inc.)
Investment Company Act Compliance. The Borrower is not, nor is the Borrower it directly or indirectly controlled by or acting on behalf of any Person person or entity which is, an "investment company" company or an "affiliated person" of an "investment company" company within the meaning of the Investment Company Borrower Act of 1940, as amended.
Appears in 2 contracts
Samples: Revolving Credit Agreement (Midland Resources Inc /Tx/), Loan Agreement (Carrizo Oil & Gas Inc)
Investment Company Act Compliance. The Borrower is notNone of the Borrowers is, nor is the Borrower it directly or indirectly controlled by or acting on behalf of any Person which is, an "investment company" or an "affiliated person" of an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended.
Appears in 1 contract
