Common use of Investment Company Act Compliance Clause in Contracts

Investment Company Act Compliance. Borrower is not, nor is it directly or indirectly controlled by or acting on behalf of any person or entity which is, an investment company or an "affiliated person" of an investment company within the meaning of the Investment Company Act of 1940.

Appears in 4 contracts

Samples: Revolving Credit Agreement (Eagle Geophysical Inc), Advancing Term Credit Agreement (San Juan Partners LLC), Credit Agreement (Eagle Geophysical Inc)

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Investment Company Act Compliance. The Borrower is not, nor is it the Borrower directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an investment company company” or an "affiliated person" of an investment company company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 3 contracts

Samples: Credit Agreement (Primeenergy Corp), Credit Agreement (Primeenergy Corp), Credit Agreement (Primeenergy Corp)

Investment Company Act Compliance. No Borrower is notis, nor is it any Borrower directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an investment company company” or an "affiliated person" of an investment company company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Credit Agreement (Stratum Holdings, Inc.), Credit Agreement (United Heritage Corp)

Investment Company Act Compliance. The Borrower is not, nor is it --------------------------------- the Borrower directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an "investment company company" or an "affiliated person" of an "investment company company" within the meaning of the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Credit Agreement (Southern Mineral Corp), Credit Agreement (Sheridan Energy Inc)

Investment Company Act Compliance. Borrower is not, nor is it not directly or indirectly controlled by by, or acting on behalf of any person or entity of, any, Person which is, an investment company or is an "affiliated personInvestment Company," of an investment company within the meaning of the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Term and Revolving Credit Agreement (Continental Resources Inc), Credit Agreement (Continental Resources Inc)

Investment Company Act Compliance. The Borrower is not, nor is it directly or indirectly --------------------------------- indirectly, controlled by or acting on behalf of any person or entity Person which is, an "investment company company" or an "affiliated person" of an "investment company company" within the meaning of the Investment Company Act of 1940, as amended, which control or action could reasonably be expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Credit Agreement (Cmi Corp), Credit Agreement (Canaan Energy Corp)

Investment Company Act Compliance. The Borrower is not, nor is it the Borrower directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an investment company company” or an "affiliated person" of an investment company company” within the meaning of the Investment Company Act of 1940.

Appears in 1 contract

Samples: Credit Agreement (NiMin Energy Corp.)

Investment Company Act Compliance. Borrower is not, nor is it directly or indirectly controlled by or acting on behalf of any person or entity which is, an investment company or an "affiliated person" of an investment company within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Forbes Medi Tech Inc)

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Investment Company Act Compliance. The Borrower is not, nor is it not an --------------------------------- "investment company" or directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an investment company or is an "affiliated personinvestment company" of an investment company within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Amerac Energy Corp)

Investment Company Act Compliance. The Borrower is not, nor is it directly --------------------------------- or indirectly indirectly, controlled by or acting on behalf of any person or entity Person which is, an "investment company company" or an "affiliated person" of an "investment company company" within the meaning of the Investment Company Act of 1940, as amended, which control or action could reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Credit Agreement (Cmi Corp)

Investment Company Act Compliance. The Borrower is not, nor is it the Borrower directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an investment company or an "affiliated person" of an investment company within the meaning of the Investment Company Act of 1940.an

Appears in 1 contract

Samples: Credit Agreement (Middle Bay Oil Co Inc)

Investment Company Act Compliance. The Borrower is not, nor is it not directly or indirectly controlled by by, or acting on behalf of any person or entity of, any, Person which is, an investment company or is an "affiliated personInvestment Company," of an investment company within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Ultra Petroleum Corp)

Investment Company Act Compliance. The Borrower is not, nor is it the Borrower directly or indirectly controlled by or acting on behalf of any person or entity Person which is, an "investment company company" or an "affiliated person" of an investment company company" within the meaning of the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Dril-Quip Inc)

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