Common use of Investment Company Act Compliance Clause in Contracts

Investment Company Act Compliance. Neither Borrower nor Guarantor is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 4 contracts

Samples: Loan and Security Agreement (Offerpad Solutions Inc.), Loan and Security Agreement (Offerpad Solutions Inc.), Loan and Security Agreement (Offerpad Solutions Inc.)

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Investment Company Act Compliance. Neither Borrower Seller nor Guarantor any of its Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act nor or as an entity under the control of an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 3 contracts

Samples: Master Repurchase Agreement (Caliber Home Loans, Inc.), Master Repurchase Agreement (Nationstar Mortgage Holdings Inc.), Master Repurchase Agreement (Nationstar Mortgage Holdings Inc.)

Investment Company Act Compliance. Neither Borrower Seller nor Guarantor any of its Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act nor as or is an entity under the control of “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 3 contracts

Samples: Master Repurchase Agreement (Walter Investment Management Corp), Master Repurchase Agreement (Stonegate Mortgage Corp), Master Repurchase Agreement (Walter Investment Management Corp)

Investment Company Act Compliance. Neither Borrower Seller, Guarantor nor Guarantor any of their Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act nor or as an entity under the control of “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 2 contracts

Samples: Master Repurchase Agreement (PennyMac Mortgage Investment Trust), Master Repurchase Agreement (Pennymac Financial Services, Inc.)

Investment Company Act Compliance. Neither Borrower Seller, Guarantor nor Guarantor any of their Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act nor or as an entity under the control of an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 2 contracts

Samples: Master Repurchase Agreement (Five Oaks Investment Corp.), Master Repurchase Agreement (PennyMac Mortgage Investment Trust)

Investment Company Act Compliance. Neither Borrower Seller nor Guarantor is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 2 contracts

Samples: Master Repurchase Agreement (Taberna Realty Finance Trust), Master Repurchase Agreement (ECC Capital CORP)

Investment Company Act Compliance. Neither The Borrower nor Guarantor is neither required to be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 1 contract

Samples: Loan and Security Agreement (Cityscape Financial Corp)

Investment Company Act Compliance. Neither Borrower Guarantor nor Guarantor Seller is required to be registered as an “investment company” as defined under in the Investment Company Act of 1940, as amended (the “ICA”), nor as an entity under the control of “controlled” by an “investment company” as defined under the Investment Company ActICA.

Appears in 1 contract

Samples: Master Repurchase Agreement (Radian Group Inc)

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Investment Company Act Compliance. Neither Borrower any Seller nor Guarantor is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Novastar Financial Inc)

Investment Company Act Compliance. Neither Borrower Guarantor nor Guarantor Seller is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Two Harbors Investment Corp.)

Investment Company Act Compliance. Neither Borrower nor Guarantor is neither required to be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Loan and Security Agreement (Cityscape Financial Corp)

Investment Company Act Compliance. Neither Borrower Seller, Guarantor nor Guarantor any of their Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act nor as or is an entity under the control of “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Home Loan Servicing Solutions, Ltd.)

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