Investment Company Act Compliance. Neither Borrower nor Guarantor is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.
Appears in 5 contracts
Samples: Loan and Security Agreement (Offerpad Solutions Inc.), Loan and Security Agreement (Offerpad Solutions Inc.), Loan and Security Agreement (Offerpad Solutions Inc.)
Investment Company Act Compliance. Neither Borrower Seller nor Guarantor is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.
Appears in 2 contracts
Samples: Master Repurchase Agreement (Taberna Realty Finance Trust), Master Repurchase Agreement (ECC Capital CORP)
Investment Company Act Compliance. Neither Borrower nor Guarantor is neither required to be registered as an “"investment company” " as defined under the Investment Company Act nor as an entity under the control of an “"investment company” " as defined under the Investment Company Act.
Appears in 1 contract
Samples: Master Loan and Security Agreement (Cityscape Financial Corp)
Investment Company Act Compliance. Neither The Borrower nor Guarantor is neither required to be registered as an “"investment company” " as defined under the Investment Company Act nor as an entity under the control of an “"investment company” " as defined under the Investment Company Act.
Appears in 1 contract
Samples: Loan and Security Agreement (Cityscape Financial Corp)
Investment Company Act Compliance. Neither Borrower Guarantor nor Guarantor Seller is required to be registered as an “investment company” as defined under in the Investment Company Act of 1940, as amended (the “ICA”), nor as an entity under the control of “controlled” by an “investment company” as defined under the Investment Company ActICA.
Appears in 1 contract
Investment Company Act Compliance. Neither Borrower Guarantor nor Guarantor Seller is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an entity required to be registered as an “investment company” as defined under the Investment Company Act.
Appears in 1 contract
Samples: Master Repurchase Agreement (Two Harbors Investment Corp.)
Investment Company Act Compliance. Neither Borrower any Seller nor Guarantor is required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.
Appears in 1 contract
Samples: Master Repurchase Agreement (Novastar Financial Inc)
