Common use of Investment Company Act Compliance Clause in Contracts

Investment Company Act Compliance. Neither Seller nor any of its Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act or is an entity “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 3 contracts

Samples: Master Repurchase Agreement (Walter Investment Management Corp), Master Repurchase Agreement (Stonegate Mortgage Corp), Master Repurchase Agreement (Walter Investment Management Corp)

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Investment Company Act Compliance. Neither Seller nor any of its Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act or is as an entity “controlled by” under the control of an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 3 contracts

Samples: Master Repurchase Agreement (Caliber Home Loans, Inc.), Master Repurchase Agreement (Nationstar Mortgage Holdings Inc.), Master Repurchase Agreement (Nationstar Mortgage Holdings Inc.)

Investment Company Act Compliance. Neither Seller Seller, Guarantor nor any of its their Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act or is as an entity “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 2 contracts

Samples: Master Repurchase Agreement (PennyMac Mortgage Investment Trust), Master Repurchase Agreement (Pennymac Financial Services, Inc.)

Investment Company Act Compliance. Neither Seller Seller, Guarantor nor any of its their Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act or is as an entity “controlled by” under the control of an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 2 contracts

Samples: Master Repurchase Agreement (Five Oaks Investment Corp.), Master Repurchase Agreement (PennyMac Mortgage Investment Trust)

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Investment Company Act Compliance. Neither Seller nor any of its Subsidiaries Affiliates is required to be registered register as an “investment company” as defined under the Investment Company Act or is an entity “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Sachem Capital Corp.)

Investment Company Act Compliance. Neither Seller Seller, Guarantor nor any of its their Subsidiaries is required to be registered as an “investment company” as defined under the Investment Company Act or is an entity “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Home Loan Servicing Solutions, Ltd.)

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