Investment Company Act; Margin Securities. None of the Borrowers nor any of their respective Subsidiaries is an investment company within the meaning of the Investment Company Act of 1940, as amended, nor is it, directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said Act. None of the Borrowers nor any of their respective Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “margin stock” within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 4 contracts
Samples: Financing and Security Agreement (Rand Worldwide Inc), Financing and Security Agreement (Tvi Corp), Financing and Security Agreement (Tvi Corp)
Investment Company Act; Margin Securities. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is an investment company within the meaning of the Investment Company Act of 1940, as amended, nor is it, directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said Act. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “"margin stock” " within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 2 contracts
Samples: Financing and Security Agreement (Reunion Industries Inc), Financing Agreement (Trex Co Inc)
Investment Company Act; Margin Securities. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is an investment company within the meaning of the Investment Company Act of 1940, as amended, nor is it, directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said Act. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “margin stock” within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 2 contracts
Samples: Financing and Security Agreement (Dcap Group Inc), Financing and Security Agreement (Dcap Group Inc)
Investment Company Act; Margin Securities. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is an investment company within the meaning of the Investment Company Act of 1940, as amended, nor is it, ,directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said 80 Act. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “"margin stock” " within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Samples: Financing and Security Agreement (Chatwins Group Inc)
Investment Company Act; Margin Securities. None of the Borrowers nor any of their respective Subsidiaries is an investment company within the meaning of the Investment Company Act of 1940, as amended, nor is it, directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said Act. None Neither of the Borrowers nor any of their respective Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “"margin security" within the meaning of Regulation G (12 CFR Part 207), or "margin stock” " within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Investment Company Act; Margin Securities. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is an "investment company company" within the meaning of the Investment Company Act of 1940, as amended, nor is it, directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said Act. None of Neither the Borrowers Borrower nor any of their respective its Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “"margin stock” " within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Investment Company Act; Margin Securities. None of the Borrowers nor any of their respective Subsidiaries is an investment company within the meaning of the Investment Company Act of 1940, as amended, nor is it, directly or indirectly, controlled by or acting on behalf of any Person which is an investment company within the meaning of said Act. None of the Borrowers nor any of their respective Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying “"margin stock” " within the meaning of Regulation U (12 CFR Part 221), of the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Samples: Financing and Security Agreement (Spacehab Inc \Wa\)