Investment Company Act Matters. The Seller is not an “investment company” or a company “controlled” by an “investment company” within the meaning of the Investment Company Act.
Appears in 5 contracts
Samples: Purchase and Sale Agreement, Purchase and Sale Agreement (Imperial Holdings, Inc.), Purchase and Sale Agreement (Imperial Holdings, Inc.)
Investment Company Act Matters. The Seller is not an “"investment company” " or a company “"controlled” " by an “"investment company” " within the meaning of the Investment Company Act.
Appears in 4 contracts
Samples: Purchase Agreement (Wentworth J G & Co Inc), Purchase Agreement (Wentworth J G & Co Inc), Purchase Agreement (Wentworth J G & Co Inc)