Investment Company Act of 1940. The Company is not subject to registration or regulation under the Investment Company Act of 1940, as amended.
Appears in 49 contracts
Samples: Distribution Agreement (Wells Fargo & Company/Mn), Distribution Agreement (Wells Fargo & Company/Mn), Underwriting Agreement (Wells Fargo & Company/Mn)
Investment Company Act of 1940. The Neither the Company nor any subsidiary of the Company is not subject to registration or regulation under the Investment Company Act of 1940, as amended.
Appears in 4 contracts
Samples: Distribution Agreement (Wells Fargo & Co/Mn), Distribution Agreement (Wells Fargo & Co/Mn), Distribution Agreement (Norwest Corp)
Investment Company Act of 1940. The Company is not subject required to registration or regulation be registered as an “investment company” under the Investment Company Act of 1940, as amendedamended (the “Investment Company Act”).
Appears in 2 contracts
Samples: Merger Agreement (Home Loan Servicing Solutions, Ltd.), Merger Agreement (New Residential Investment Corp.)
Investment Company Act of 1940. The Company is not subject to registration or regulation as an "investment company" under the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Underwriting Agreement (Midcoast Energy Resources Inc)
