Investment Company Act of 1940. The Company is not, and after giving effect to the offering and sale of the Offered ADSs and the application of the proceeds thereof as described in the Prospectus will not be, required to register as an “investment company” as such term is defined in the Investment Company Act of 1940, as amended.
Appears in 8 contracts
Samples: Underwriting Agreement (Gw Pharmaceuticals PLC), Underwriting Agreement (Gw Pharmaceuticals PLC), Underwriting Agreement (Summit Therapeutics PLC)
Investment Company Act of 1940. The Company is not, and after giving effect to the offering and sale of the Offered ADSs Securities and the application of the proceeds thereof as described in the Prospectus herein will not be, required to register as an “investment company” as such term is defined in the Investment Company Act of 1940, as amended.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Inhibrx, Inc.), Securities Purchase Agreement (Taysha Gene Therapies, Inc.), Securities Purchase Agreement (UroGen Pharma Ltd.)
Investment Company Act of 1940. The Company is not, and after giving effect to the offering and sale of the Offered ADSs Shares and the application of the proceeds thereof as described in the Prospectus herein will not be, required to register as an “investment company” as such term is defined in the Investment Company Act of 1940, as amended.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Regulus Therapeutics Inc.), Securities Purchase Agreement (GENELUX Corp), Securities Purchase Agreement (Regulus Therapeutics Inc.)
Investment Company Act of 1940. The Company is not, and after giving effect to the offering and sale of the Offered ADSs Shares and the application of the proceeds thereof as described in the General Disclosure Package and the Prospectus will not be, required to register as an “investment company” as such term is defined in the Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Underwriting Agreement (Transcend Services Inc), Underwriting Agreement (Sonic Solutions/Ca/)
Investment Company Act of 1940. The Company is not, and after giving effect to the offering and sale of the Offered ADSs Shares and the application of the proceeds thereof as described in the Prospectus will not be, required to register as an “investment company” as such term is defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
