Common use of Investment Company Act; Other Regulations Clause in Contracts

Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an “investment company”, or a company “controlled” by a registered “investment company”, within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that limits its ability to incur Indebtedness.

Appears in 6 contracts

Samples: Credit Agreement (Lazard Group LLC), Credit Agreement (Lazard LTD), Credit Agreement (Lazard LTD)

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Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that federal or state statute or regulation which limits its ability to incur Indebtedness.

Appears in 6 contracts

Samples: Credit Agreement (BMG North America LTD), Credit Agreement (Prudenville Manufacturing Inc), Credit Agreement (Prudenville Manufacturing Inc)

Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an “investment company”, or a company “controlled” by a registered an “investment company”, within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that limits its ability to incur Indebtedness.

Appears in 4 contracts

Samples: Backstop Commitment Agreement (Parker Drilling Co /De/), Backstop Commitment Agreement (Parker Drilling Co /De/), Restructuring Support Agreement (Parker Drilling Co /De/)

Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an “investment company”, or a company “controlledby a registered “investment company”, within the meaning of of, or subject to regulation under, the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that U.S. federal or state statute or regulation which limits its ability to incur Indebtednessindebtedness.

Appears in 4 contracts

Samples: Credit Agreement (Scotts Miracle-Gro Co), Credit Agreement (Scotts Miracle-Gro Co), Credit Agreement (Scotts Miracle-Gro Co)

Investment Company Act; Other Regulations. Neither the Company Holdings nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries The Borrower is not subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur Indebtedness.

Appears in 2 contracts

Samples: Credit Agreement (International Wire Group Inc), Credit Agreement (Berg Electronics Corp /De/)

Investment Company Act; Other Regulations. Neither the Company Holdings nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries No Specified Borrower is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur Indebtedness.

Appears in 2 contracts

Samples: Credit Agreement (Viasystems Inc), Credit Agreement (Viasystems Inc)

Investment Company Act; Other Regulations. Neither the Company Holdings nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is The Borrowers are not subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Credit Agreement (International Wire Group Inc)

Investment Company Act; Other Regulations. Neither the Company Holdings nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries No Borrower is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Credit Agreement (Viasystems Group Inc)

Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the The Company nor any of its Subsidiaries is not subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Senior Working Capital Credit Agreement (Primacom Ag)

Investment Company Act; Other Regulations. Neither the Company Borrower nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company Borrower nor any of its Subsidiaries is subject to regulation under any Requirement of Law federal or state statute or regulation (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the ActX) that which limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Credit Agreement (Circuit Research Labs Inc)

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Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an “investment company”, or a company “controlled” by a registered an “investment company”, within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Senior Revolving Credit Agreement (Lazard LTD)

Investment Company Act; Other Regulations. Neither the Company Borrower nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company Borrower nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that Federal or State statute or regulation which limits its ability to incur Indebtednessindebtedness.

Appears in 1 contract

Samples: Credit Agreement (Scotts Company)

Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the The Company nor any of is not, to its Subsidiaries is knowledge, subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur IndebtednessIndebtedness in any material respect.

Appears in 1 contract

Samples: Bridge Credit Agreement (MDCP Acquisitions I)

Investment Company Act; Other Regulations. Neither the Company Holdings nor any of its Subsidiaries is an "investment company”, ," or a company "controlled" by a registered “an "investment company”, ," within the meaning of the Investment Company Act of 1940, as amended. Neither the Company Holdings nor any of its Subsidiaries is subject to regulation under any Requirement of Law (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the Act) that which limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Credit Agreement (Activant Solutions Inc /De/)

Investment Company Act; Other Regulations. Neither the Company nor any of its Subsidiaries is an "investment company", or a company "controlled" by a registered “an "investment company", within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is subject to regulation under any Requirement of Law Federal or State statute or regulation (other than Regulation X of the Board and Rule 15c3-1 as promulgated by the SEC under the ActX) that which limits its ability to incur Indebtedness.

Appears in 1 contract

Samples: Credit Agreement (Juno Lighting Inc)

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