Common use of Investment Company Act; Public Utility Holding Company Act Clause in Contracts

Investment Company Act; Public Utility Holding Company Act. No Company is (a) an “investment company” or a company “controlled” by an “investment company,” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, or (b) a “holding company,” an “affiliate” of a “holding company” or a “subsidiary company” of a “holding company,” as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No Company is (a) an “"investment company” " or a company “"controlled” " by an “"investment company,” " as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, or (b) a “"holding company,” " an “"affiliate” " of a “"holding company” " or a “"subsidiary company” " of a “"holding company,” " as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No Company is (a) an “investment company” or a company “controlled” by a person required to register as an “investment company,” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, or (b) a “holding company,” an “affiliate” of a “holding company” or a “subsidiary company” of a “holding company,” as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No Company is (a) an “"investment company” " or a company “"controlled” " by a person required to register as an “"investment company,” " as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, or (b) a “"holding company,” " an “"affiliate” " of a “"holding company” " or a “"subsidiary company” " of a “"holding company,” " as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No Company is (a) registered or required to be registered as an “investment company” or a company “controlled” by an “investment company,” as defined in, or subject to regulation under, in the Investment Company Act of 1940, as amended, or (b) a “holding company,” an “affiliate” of a “holding company” or a “subsidiary company” of a “holding company,” as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No The Company is not: (a) an “investment company” or a company “controlled” controlled by an “investment company,” as defined in, or subject to regulation under, within the meaning of the Investment Company Act of 1940, as amended, ; or (b) a “holding company,” or a “subsidiary” of a “holding company” or an “affiliate” affiliate of a “holding company” or a “subsidiary companysubsidiary” of a “holding company,” as defined in, or subject to regulation under, within the meaning of the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No The Company is not: (a) an “investment company” or a company “controlled” controlled by an “investment company,” as defined in, or subject to regulation under, within the meaning of the Investment Company Act of 1940, as amended, ; or (b) a “holding company,” or a “subsidiary” of a “holding company” or an “affiliate” of a “holding company” or a “subsidiary companysubsidiary” of a “holding company,” as defined in, or subject to regulation under, within the meaning of the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No The Company is not (a) an “"investment company” or a company “controlled” by an “investment company,” " as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, 1940 or (b) a “"holding company,” an “affiliate” of a “holding company” or a “subsidiary company” of a “holding company,” " as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No The Company is not (ai) an “investment company” or a company “controlled” by an “investment company,” as defined in, or subject to regulation under, company within the meaning of the Investment Company Act of 1940, as amended, or (bii) a “holding company,” an “affiliate” of a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” as defined in, or subject to regulation under, within the meaning of the Public Utility Holding Company Act of 1935, as amended.

Investment Company Act; Public Utility Holding Company Act. No None of the Company or any of its Subsidiaries is (a) an “"investment company” or a company “controlled” by an “investment company,” " as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, 1940 or (b) a “"holding company,” an “affiliate” of a “holding company” or a “subsidiary company” of a “holding company,” " as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935, as amended.