Investment Company/Government Regulations. The Company is not an "investment company" within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor its Subsidiaries is subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtedness.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Neoprobe Corp), Securities Purchase Agreement (Transtechnology Corp), Securities Purchase Agreement (Mercury Air Group Inc)
Investment Company/Government Regulations. The Company is not an ----------------------------------------- "investment company" within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor its Subsidiaries is subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtedness.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Bankvest Capital Corp), Subordinated Note and Common Stock Purchase Agreement (Nitinol Medical Technologies Inc)
Investment Company/Government Regulations. The Company is not an "investment company" within the meaning of the Investment Company Act of 1940, as amended. Neither the The Company nor its Subsidiaries is not subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtedness.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Fulcrum Direct Inc), Securities Purchase Agreement (Integrated Defense Technologies Inc)
Investment Company/Government Regulations. The Company is not an "investment company" within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor its Subsidiaries any Subsidiary is subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtedness.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Regent Communications Inc), Stock Purchase Agreement (Spectrasite Holdings Inc)
Investment Company/Government Regulations. The Company is not an "βinvestment company" β within the meaning of the Investment Company Act of 1940, as amended. Neither the The Company nor its Subsidiaries is not subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtednessindebtedness.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (Media 100 Inc)
Investment Company/Government Regulations. The Company is not an "investment company" within the meaning of the Investment Company Act of 1940, as amended. Neither the Company nor its Subsidiaries is subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtedness.Holding
Appears in 1 contract
Investment Company/Government Regulations. The Company None of the Companies is not an "investment company" within the meaning of the Investment Company Act of 1940, as amended. Neither the any Company nor its Subsidiaries any Subsidiary is subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act, or any federal or state statute or regulation limiting its ability to incur Indebtedness.
Appears in 1 contract
Samples: Stock Purchase Agreement (Spectrasite Holdings Inc)
