Common use of Investment Company Status Clause in Contracts

Investment Company Status. Neither the Company nor any Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 27 contracts

Samples: Credit Agreement (Haemonetics Corp), 364 Day Credit Agreement (Crane Co /De/), Credit Agreement (Haemonetics Corp)

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Investment Company Status. Neither the Company nor any Subsidiary is an “investment company” as defined in, or subject to regulation under, a company “controlled” by an “investment company” within the meaning of the Investment Company Act of 1940, as amended, or an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended.

Appears in 12 contracts

Samples: Note Purchase Agreement, Note Purchase Agreement (Aaron's Inc), Note Purchase Agreement (Aaron's Inc)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended.

Appears in 9 contracts

Samples: Term Loan Agreement (Bruker Corp), Term Loan Agreement (Bruker Corp), Credit Agreement (Bruker Corp)

Investment Company Status. Neither Holdings, the Company Borrower, nor any Restricted Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended.

Appears in 9 contracts

Samples: Credit Agreement (InnovAge Holding Corp.), First Lien Term Loan Credit Agreement (Select Medical Holdings Corp), First Lien Credit Agreement (Select Medical Holdings Corp)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, or is subject to registration under such Act.

Appears in 7 contracts

Samples: Credit Agreement (Tyson Foods Inc), Credit Agreement (Tyson Foods Inc), Credit Agreement (Tyson Foods Inc)

Investment Company Status. Neither the Company nor any Subsidiary of its Material Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 4 contracts

Samples: Credit Agreement (Moodys Corp /De/), Credit Agreement (Moodys Corp /De/), Interim Loan Agreement (Moodys Corp /De/)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an "investment company" as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 4 contracts

Samples: Term Loan Credit Agreement (Campbell Soup Co), Credit Agreement (Empire Resources Inc /New/), Credit Agreement (Forest Laboratories Inc)

Investment Company Status. Neither the Company nor any Subsidiary of the Subsidiaries is an "investment company" as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 4 contracts

Samples: Credit Agreement (Molson Coors Brewing Co), Credit Agreement (Amdocs LTD), Credit Agreement (Great Atlantic & Pacific Tea Co Inc)

Investment Company Status. Neither Holdings, the Company Borrower nor any Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended.

Appears in 4 contracts

Samples: Credit Agreement (United Surgical Partners International Inc), Credit Agreement (Shoreline Real Estate Partnership, LLP), Credit Agreement (United Surgical Partners International Inc)

Investment Company Status. Neither the Company nor any Subsidiary of its subsidiaries in an “investment company,” and, to the Company’s Knowledge, neither the Company nor any of its subsidiaries is a company controlled by an “investment company” or an “affiliated person” of, or “promoter” or “principal underwriter” for, an “investment company” as such terms are defined in, or subject to regulation under, in the Investment Company Act of 1940, as amended.

Appears in 3 contracts

Samples: Exchange Agreement (Flynn James E), Exchange Agreement (AdaptHealth Corp.), Exchange Agreement (Flynn James E)

Investment Company Status. Neither the Company nor any Subsidiary of its Consolidated Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 3 contracts

Samples: Credit Agreement (Hess Corp), Credit Agreement (Hess Corp), Credit Agreement (Hess Corp)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an “investment company” as defined in, or subject to regulation registration under, the Investment Company Act of 1940.

Appears in 3 contracts

Samples: Credit Agreement (Corelogic, Inc.), Credit Agreement (Corelogic, Inc.), Credit Agreement (Corelogic, Inc.)

Investment Company Status. Neither the Company nor any Subsidiary of its subsidiaries in an “investment company,” and, to the Knowledge of the Company, neither the Company nor any of its subsidiaries is a company controlled by an “investment company” or an “affiliated person” of, or “promoter” or “principal underwriter” for, an “investment company” as such terms are defined in, or subject to regulation under, in the Investment Company Act of 1940, as amended.

Appears in 3 contracts

Samples: Exchange Agreement (Singular Genomics Systems, Inc.), Exchange Agreement (Acutus Medical, Inc.), Exchange Agreement (Acutus Medical, Inc.)

Investment Company Status. Neither None of the Company nor or any Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940Act.

Appears in 3 contracts

Samples: Credit Agreement (Diplomat Pharmacy, Inc.), Credit Agreement (Minerals Technologies Inc), Credit Agreement (Minerals Technologies Inc)

Investment Company Status. Neither the Company it nor any Subsidiary of its Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 3 contracts

Samples: Credit Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Credit Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Credit Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Investment Company Status. Neither None of the Company nor or any Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 3 contracts

Samples: Credit Agreement (NCR Corp), Credit Agreement (Vishay Intertechnology Inc), Purchase Agreement (Nasdaq Stock Market Inc)

Investment Company Status. Neither None of the Company nor or any Restricted Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 3 contracts

Samples: Credit Agreement (NCR Atleos Corp), Credit Agreement (NCR Corp), Credit Agreement (NCR Atleos, LLC)

Investment Company Status. Neither the Company nor any Subsidiary subsidiary of the Company is or, after giving effect to the offer and sale of the Shares and the application of the proceeds therefrom, will be an “investment company” as defined in, or subject to regulation under, a company “controlled” by an “investment company” within the meaning of the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Halcon Resources Corp), Common Stock Purchase Agreement (Halcon Resources Corp)

Investment Company Status. Neither the Company nor any Subsidiary of the Company is or, after giving effect to the offer and sale of the Shares and the application of the proceeds therefrom, will be an “investment company” as defined in, or subject to regulation under, a company “controlled” by an “investment company” within the meaning of the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Usa Technologies Inc), Stock Purchase Agreement (Usa Technologies Inc)

Investment Company Status. Neither None of the Company nor or any Subsidiary is an "investment company" as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 2 contracts

Samples: Credit Agreement (Vishay Intertechnology Inc), Credit Agreement (Vishay Intertechnology Inc)

Investment Company Status. Neither the Company nor any Subsidiary is of its Subsidiaries an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 2 contracts

Samples: Credit Agreement (Coach Inc), Credit Agreement (Coach Inc)

Investment Company Status. Neither None of the Company nor or any Subsidiary is an "investment company" as defined in, or subject to regulation under, the Investment Company Act of 1940Act.

Appears in 2 contracts

Samples: Credit Agreement (Minerals Technologies Inc), Refinancing Facility Agreement (Minerals Technologies Inc)

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Investment Company Status. Neither Holdings, the Company Borrower nor any Restricted Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (CommerceHub, Inc.)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an “investment company” "INVESTMENT COMPANY" as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 1 contract

Samples: Credit Agreement (Oakley Inc)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an “investment company” as defined in, or subject to regulation under, in the Investment Company Act of 1940.

Appears in 1 contract

Samples: Credit Agreement (Deckers Outdoor Corp)

Investment Company Status. Neither the Company nor any Subsidiary is an "investment company” as defined in, " or subject to regulation under, a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended or an "investment adviser" within the meaning of the Investment Advisers Act of 1940, as amended.

Appears in 1 contract

Samples: Private Shelf Agreement (Cedar Fair L P)

Investment Company Status. Neither the Company Holdings nor any Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 1 contract

Samples: Credit Agreement (Gastar Exploration Inc.)

Investment Company Status. Neither the Company nor any Subsidiary is an "investment company" as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 1 contract

Samples: Revolving Credit Facility Agreement (Albany International Corp /De/)

Investment Company Status. Neither the Company nor any Subsidiary of its Subsidiaries is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 1 contract

Samples: Credit Agreement (Discover Financial Services)

Investment Company Status. Neither (a) the Company Borrower nor (b) any Subsidiary is an “investment company” as defined in, or subject to regulation under, the Investment Company Act of 1940.

Appears in 1 contract

Samples: 364 Day Bridge Term Loan Agreement (Sysco Corp)

Investment Company Status. Neither the Company Holdings nor any Subsidiary is an “investment company” as defined in, or subject to regulation under, under the Investment Company Act of 1940.

Appears in 1 contract

Samples: Term Loan Credit Agreement (Granite Point Mortgage Trust Inc.)

Investment Company Status. Neither the Company nor any Subsidiary is an “investment company” as such term is defined in, or subject to regulation under, in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Investment Agreement (Knoll Inc)

Investment Company Status. Neither the Company nor any Company Subsidiary is or, after giving effect to the offer and sale of the Shares and the application of the proceeds therefrom, will be an “investment company” as defined in, or subject to regulation under, a company “controlled” by an “investment company” within the meaning of the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission thereunder.

Appears in 1 contract

Samples: Stock Purchase Agreement (Aqua America Inc)

Investment Company Status. Neither the Company nor any Subsidiary is an “investment company” or a company “controlled” by an “investment company” as defined in, or is otherwise subject to regulation under, the Investment Company Act of 1940.

Appears in 1 contract

Samples: Loan Agreement (Badger Meter Inc)

Investment Company Status. Neither the Company nor any Subsidiary entity controlled by the Company is an “investment company,” as defined in, or subject to regulation under, by the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Purchase and Sale Agreement (Care Investment Trust Inc.)

Investment Company Status. Neither the Company nor any Subsidiary is an "investment company” as defined in," and, to the Company's knowledge, neither the Company nor any Subsidiary is a company controlled by an "investment company" or an "affiliated person" of, or subject to regulation under"promoter" or "principal underwriter" for, an "investment company" as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Securities Purchase Agreement (Ritchie Bros Auctioneers Inc)

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