Investment Objectives and Limitations. Client agrees to provide, and/or instruct Broker and Custodian to provide, GBM Wealth Management with information that may include, among other and upon GBM Wealth Management’s request at any time, a description of Client’s assets and liabilities, investment objectives, earnings, acceptable levels of investment risk and financial objectives and other pertinent financial information (“Client Profile”). Client understands, acknowledges and represents it is aware that GBM Wealth Management will rely on the information contained in the Client Profile in managing the Assets in the Account. Client agrees to promptly furnish to GBM Wealth Management, all data and information GBM Wealth Management may reasonably request to render the services described herein. Client shall be solely responsible for the completeness and accuracy of the data and information furnished to GBM Wealth Management hereunder, and to this end, Client will promptly advise GBM Wealth Management of (i) any changes or modifications to Client's objectives or the Client Profile, and (ii) any specific investment restrictions relating to the Client Account.
Appears in 4 contracts
Samples: Investment Advisory Agreement, Investment Advisory Agreement, Investment Advisory Agreement
