Common use of Issuance of New Certificate to Pledgee Clause in Contracts

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.

Appears in 160 contracts

Samples: By Laws (Institutional Investment Strategy Fund), By Laws (SKK Access Income Fund LP), By Laws (Alternative Credit Income Fund)

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Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.

Appears in 51 contracts

Samples: Bylaws (Russell Investment Co), Bylaws (Russell Investment Funds), Bylaws (Russell Investment Co)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, shareholder and entitled to vote thereon.

Appears in 19 contracts

Samples: Bylaws (DoubleLine Equity Funds), Bylaws (Westchester Capital Funds), Bylaws (DoubleLine Equity Funds)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, Shareholder and entitled to vote thereon.

Appears in 13 contracts

Samples: Bylaws (Putnam Managed Municipal Income Trust), Bylaws (Putnam Master Intermediate Income Trust), Bylaws (Putnam Premier Income Trust)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholderShareholder, and entitled to vote thereon.

Appears in 11 contracts

Samples: By Laws (Artio Global Investment Funds), By Laws (Merrimac Series), By Laws (Usaa State Tax Free Trust)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.. Adopted: June 21, 2018

Appears in 5 contracts

Samples: By Laws (Advisers Investment Trust), By Laws (Advisers Investment Trust), By Laws (Advisers Investment Trust)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares -------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.

Appears in 4 contracts

Samples: By Laws (Van Eck Funds), By Laws (Cigna Institutional Funds Group), By Laws (Cigna Funds Group)

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Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of _______________________________________________________________________________ the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.

Appears in 1 contract

Samples: By Laws (Sycuan Funds)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor pledger shall be stated thereon, who alone shall axxxx xxall be liable as a shareholder, and entitled to vote thereon.

Appears in 1 contract

Samples: By Laws (Freedom Mutual Fund)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee A Pledgee of shares -------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a of the pledgor shareholder, and entitled to vote thereon.

Appears in 1 contract

Samples: By Laws (Van Eck Worldwide Insurance Trust)

Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares Units -------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, have the rights (including without limitation dividend and entitled to vote thereondistribution rights and voting rights) of the Unitholder.

Appears in 1 contract

Samples: By Laws (Goldman Sachs Trust)

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