Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.
Appears in 155 contracts
Samples: Institutional Investment Strategy Fund, SKK Access Income Fund LP, Alternative Credit Income Fund
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.
Appears in 50 contracts
Samples: Russell Investment Co, Russell Investment Funds, Russell Investment Co
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, shareholder and entitled to vote thereon.
Appears in 18 contracts
Samples: Doubleline Equity Funds (DoubleLine Equity Funds), DoubleLine Equity Funds, Westchester Capital Funds
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, Shareholder and entitled to vote thereon.
Appears in 13 contracts
Samples: Putnam Managed Municipal Income Trust, Putnam Premier Income Trust, Putnam Master Intermediate Income Trust
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholderShareholder, and entitled to vote thereon.
Appears in 11 contracts
Samples: Artio Global Investment Funds, Rothschild Five Arrows Currency Trust, Merrimac Funds
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.. Adopted: June 21, 2018
Appears in 5 contracts
Samples: Advisers Investment Trust, Advisers Investment Trust, Advisers Investment Trust
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares -------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.
Appears in 4 contracts
Samples: Cigna Variable Products Group, Van Eck Funds, Cigna Funds Group
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.. Section 9.4
Appears in 4 contracts
Samples: Touchstone Strategic Trust, Touchstone Investment Trust, Touchstone Strategic Trust
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor pledger shall be stated thereon, who alone shall axxxx xxall be liable as a shareholder, and entitled to vote thereon.
Appears in 1 contract
Samples: Freedom Mutual Fund
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.. 9.4
Appears in 1 contract
Samples: Touchstone Tax Free Trust
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon. 8.4.
Appears in 1 contract
Samples: Russell Investment Funds
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee A Pledgee of shares -------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a of the pledgor shareholder, and entitled to vote thereon.
Appears in 1 contract
Samples: Van Eck Worldwide Insurance Trust
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, shareholder and entitled to vote thereon.. 9.5
Appears in 1 contract
Samples: Putnam Municipal Opportunities Trust
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a pledgee of shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of _______________________________________________________________________________ the pledgor shall be stated thereon, who alone shall be liable as a shareholder, and entitled to vote thereon.
Appears in 1 contract
Samples: Sycuan Funds
Issuance of New Certificate to Pledgee. In the event certificates have been issued, a A pledgee of shares Units -------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a shareholder, have the rights (including without limitation dividend and entitled to vote thereondistribution rights and voting rights) of the Unitholder.
Appears in 1 contract
Samples: Goldman Sachs Trust
