Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter in the Offering or a related person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission date of the Registration Statement.
Appears in 64 contracts
Samples: Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (Kismet Acquisition One Corp)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter “participating member,” as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering or a related person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission date of the Registration Statement.
Appears in 25 contracts
Samples: Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (LF Capital Acquisition Corp. II)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter in the Offering or a related person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission filing date of the Registration Statement.
Appears in 24 contracts
Samples: Underwriting Agreement (GO Acquisition Corp.), Underwriting Agreement, Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter in the Offering or a related person Participating Member (as defined by FINRA rulesin Rule 5110(j)(15) of such an underwriter the FINRA Manual) within the 180-day period prior to the initial confidential submission date of the Registration Statement.
Appears in 8 contracts
Samples: Underwriting Agreement (Gateway Strategic Acquisition Co.), Underwriting Agreement (Hony Capital Acquisition Corp.), Underwriting Agreement (Gateway Strategic Acquisition Co.)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter in the Offering or a related person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission date filing of the Registration Statement.
Appears in 8 contracts
Samples: Underwriting Agreement (Tiga Acquisition Corp. II), Underwriting Agreement (Tiga Acquisition Corp. III), Underwriting Agreement (Tiga Acquisition Corp. II)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter “participating member, as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering or a related person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission date of the Registration Statement.
Appears in 7 contracts
Samples: Underwriting Agreement (Disruptive Acquisition Corp I), Underwriting Agreement (European Biotech Acquisition Corp.), Underwriting Agreement (Waldencast Acquisition Corp.)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter in the Offering or a related an affiliated or associated person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission date of the Registration Statement.
Appears in 4 contracts
Samples: Underwriting Agreement (Revolution Healthcare Acquisition Corp.), Underwriting Agreement (Revolution Healthcare Acquisition Corp.), Underwriting Agreement (CBRE Acquisition Holdings, Inc.)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter in the Offering or a related an affiliated or associated person (as defined by FINRA rules) of such an underwriter within the 180-day period prior to the initial confidential submission filing date of the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Catalyst Partners Acquisition Corp.), Underwriting Agreement (Catalyst Partners Acquisition Corp.)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a potential underwriter underwriters in the Offering or a related an associated person (as defined by FINRA rules) of such an underwriter underwriters within the 180-day period prior to the initial confidential submission date filing of the Registration Statement.
Appears in 1 contract
Samples: Underwriting Agreement (B Capital Technology Opportunities Corp.)
