Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a “participating member,” as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering within the 180-day period prior to the initial filing date of the Registration Statement.
Appears in 7 contracts
Samples: Underwriting Agreement (Infinite Acquisition Corp.), Underwriting Agreement (Artisan Acquisition Corp.), Underwriting Agreement (Anthropos Capital Corp)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a “participating member,” Participating Member or a related person (as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering ) within the 180-day period prior to the initial filing confidential submission date of the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Chenghe Acquisition Co.), Underwriting Agreement (Chenghe Acquisition Co.), Underwriting Agreement (Chenghe Acquisition Co.)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a “participating member,” (as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering ) of such an underwriter within the 180-day period prior to the initial filing date of the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Avista Public Acquisition Corp. II), Underwriting Agreement (Cain Acquisition Corp)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a “participating member,” as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering within the 180-day period prior to the earlier of the initial confidential submission date and public filing date of the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Jaws Juggernaut Acquisition Corp), Underwriting Agreement (Jaws Juggernaut Acquisition Corp)
Issuance of Securities to Underwriters. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a “participating member,” (as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering ) within the 180-day period prior to the initial filing date of the Registration Statement.
Appears in 1 contract
Samples: Underwriting Agreement (Osprey Technology Acquisition Corp. II)
