Common use of Legal Entities Clause in Contracts

Legal Entities. Full legal name; • Type of entity; • Description of business; • Jurisdiction in which organized; • Registered address; • Business address; • Taxpayer Identification Number (U.S. entities) or equivalent; • Copy of Organizational Documents; • List/register of directors; and • Identification of the source of the Subscriber’s (or, if the Subscriber is acting on behalf of another person or legal entity, such third party’s) funds, including (1) the name and address of the remitting financial institution, name and address of the Subscriber and the Subscriber’s account number, and (2) a statement of what transaction or business generated the funds. In addition to, any of the Subscriber identification information set forth in (a) or (b) above, BNYM-AIS may obtain and rely upon a letter of reference from a local office of a bank or brokerage firm that is incorporated, or has its principal place of business located, in a Financial Action Task Force on Money Laundering (FATF) Country certifying that the prospective Subscriber maintains an account at such bank or brokerage firm and containing a statement affirming the prospective investor’s identity (a sample Letter of Reference is attached hereto as Exhibit D). BNYM-AIS’s review of such information shall include: an examination of the subscription agreement and other identification documents provided by the Subscriber to determine if the same has been completed, but without verifying the same except as set forth above. Any inability on the part of BNYM-AIS to obtain or verify the information as set forth above shall be reported to the Funds’ Money Laundering Reporting Officer or equivalent (as identified by the Funds to BNYM-AIS from time to time) for further disposition.

Legal Entities. Full legal name; • · Type of entity; • · Description of business; • · Jurisdiction in which organized; • · Registered address; • · Business address; • · Taxpayer Identification Number (U.S. entities) or equivalent; • · Copy of Organizational Documents; • · List/register of directors; and • · Identification of the source of the Subscriber’s (or, if the Subscriber is acting on behalf of another person or legal entity, such third party’s) funds, including (1) the name and address of the remitting financial institution, name and address of the Subscriber and the Subscriber’s account number, and (2) a statement of what transaction or business generated the funds. In addition to, any of the Subscriber identification information set forth in (a) or (b) above, BNYM-AIS may obtain and rely upon a letter of reference from a local office of a bank or brokerage firm that is incorporated, or has its principal place of business located, in a Financial Action Task Force on Money Laundering (FATF) Country certifying that the prospective Subscriber maintains an account at such bank or brokerage firm and containing a statement affirming the prospective investor’s identity (a sample Letter of Reference is attached hereto as Exhibit DC). BNYM-AIS’s review of such information shall include: an examination of the subscription agreement and other identification documents provided by the Subscriber to determine if the same has been completed, but without verifying the same except as set forth above. Any inability on the part of BNYM-AIS to obtain or verify the information as set forth above shall be reported to the Funds’ Fund’s Money Laundering Reporting Officer or equivalent (as identified by the Funds Fund to BNYM-AIS from time to time) for further disposition.

Legal Entities. Full legal name; • · Type of entity; • · Description of business; • · Jurisdiction in which organized; • · Registered address; • · Business address; • · Taxpayer Identification Number (U.S. entities) or equivalent; • · Copy of Organizational Documents; • · List/register of directors; and • · Identification of the source of the Subscriber’s (or, if the Subscriber is acting on behalf of another person or legal entity, such third party’s) funds, including (1) the name and address of the remitting financial institution, name and address of the Subscriber and the Subscriber’s account number, and (2) a statement of what transaction or business generated the funds. In addition to, any of the Subscriber identification information set forth in (a) or (b) above, BNYM-AIS may obtain and rely upon a letter of reference from a local office of a bank or brokerage firm that is incorporated, or has its principal place of business located, in a Financial Action Task Force on Money Laundering (FATF) Country certifying that the prospective Subscriber maintains an account at such bank or brokerage firm and containing a statement affirming the prospective investor’s identity (a sample Letter of Reference is attached hereto as Exhibit D). BNYM-AIS’s review of such information shall include: an examination of the subscription agreement and other identification documents provided by the Subscriber to determine if the same has been completed, but without verifying the same except as set forth above. Any inability on the part of BNYM-AIS to obtain or verify the information as set forth above shall be reported to the Funds’ Money Laundering Reporting Officer or equivalent (as identified by the Funds to BNYM-AIS from time to time) for further disposition.