Common use of Legal Proceedings and History Clause in Contracts

Legal Proceedings and History. Company hereby represents that, unless otherwise disclosed herein or by a written attachment hereto, no officer, director or affiliate of Company, will have been, within the past five years; a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Purchase Agreement (Second Stage Ventures Inc)

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Legal Proceedings and History. Company NSC hereby represents that, unless otherwise disclosed herein or by a written attachment heretoin Section G of the NSC DISCLOSURE LETTER, no officer, director or affiliate of CompanyNSC, will have has been, within the past five years; years ending on the Closing Date, a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission SEC or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Exchange and Reorganization Agreement (North Shore Capital Iv Inc)

Legal Proceedings and History. Company The Purchaser hereby represents that, unless otherwise disclosed herein or by a written attachment heretoto the knowledge of Purchaser, no officer, director or affiliate of CompanyPurchaser, will have has been, within the past five years; years ending on the Closing Date, a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission SEC or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Asset Purchase Agreement (Cable & Co Worldwide Inc)

Legal Proceedings and History. Company Acquiror hereby represents that, unless otherwise disclosed herein or by a written attachment hereto, no officer, director or affiliate of CompanyAcquiror, will have been, within the past five years; a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Exchange Agreement (U S Canadian Minerals Inc)

Legal Proceedings and History. Company hereby represents that, unless otherwise disclosed herein or Other than as referenced by a written an attachment hereto, Cementitious represents that no officer, director or affiliate of CompanyCementitious, will have been, within the past five years; a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Exchange Agreement (Ocean Express Lines Inc)

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Legal Proceedings and History. Company REDOX hereby represents that, unless otherwise disclosed herein or by a written attachment heretoin the REDOX Disclosure Letter, no officer, director or affiliate of CompanyREDOX, will have has been, within the past five years; years ending on the Closing Date, a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission SEC or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Exchange and Reorganization Agreement (Redox Technology Corp)

Legal Proceedings and History. Company Print Data hereby represents that, unless otherwise disclosed herein or by a written attachment hereto, no officer, director or affiliate of CompanyPrint Data, will have has been, within the past five years; years ending on the Closing Date, a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission SEC or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Exchange and Reorganization Agreement (Print Data Corp)

Legal Proceedings and History. Company IAMK hereby represents that, unless otherwise disclosed herein or by a written attachment heretoin the IAMK Disclosure Letter, no officer, director or affiliate of CompanyIAMK, will have has been, within the past five years; years ending on the Closing Date, a party to any bankruptcy petition against such person or against any business of which such person was affiliated; convicted in a criminal proceeding or subject to a pending criminal proceeding (excluding traffic violations and other minor offenses); subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, of any court of competent jurisdiction, permanently or temporarily enjoining, barring, suspending or otherwise limiting their involvement in any type of business, securities or banking activities; or found by a court of competent jurisdiction in a civil action, by the Securities Exchange Commission SEC or the Commodity Futures Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended or vacated.

Appears in 1 contract

Samples: Share Exchange Agreement (Interactive Marketing Technology Inc)

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