Common use of Legend on Certificates; Entry of Stop Transfer Orders Clause in Contracts

Legend on Certificates; Entry of Stop Transfer Orders. (a) Each Stockholder agrees that each outstanding certificate representing any Common Shares which are subject to this Agreement shall bear an endorsement noted conspicuously on each such certificate reading substantially as follows: “The securities represented by this certificate were issued without registration under the Securities Act of 1933. No transfer of such securities may be made without an opinion of counsel, satisfactory to the Company, that such transfer may properly be made without registration under the Securities Act of 1933 or that such securities have been so registered under a registration statement which is in effect at the date of such transfer. The securities represented by this certificate are subject to the provisions of an agreement dated as of ________, 2006 among the Company and certain persons named in Exhibit A to such agreement, a copy of which is on file at the principal executive office of the Company, and such securities may be sold, assigned, pledged or otherwise transferred only in accordance with such agreement.”

Appears in 1 contract

Samples: Stockholders’ Agreement (Kbw, Inc.)

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Legend on Certificates; Entry of Stop Transfer Orders. (a) Each Stockholder agrees that each outstanding certificate representing any Common Shares which are subject to this Agreement shall bear an endorsement noted conspicuously on each such certificate reading substantially as follows: “The securities represented by this certificate were issued without registration under the Securities Act of 1933. No transfer of such securities may be made without an opinion of counsel, satisfactory to the Company, that such transfer may properly be made without registration under the Securities Act of 1933 or that such securities have been so registered under a registration statement which is in effect at the date of such transfer. The securities represented by this certificate are subject to the provisions of an agreement dated as of ________, 2006 among the Company and certain persons named in Exhibit A to such agreement, a copy of which is on file at the principal executive office of the Company, and such securities may be sold, assigned, pledged or otherwise transferred only in accordance with such agreement.”

Appears in 1 contract

Samples: Stockholders’ Agreement (Kbw, Inc.)

Legend on Certificates; Entry of Stop Transfer Orders. (a) Each Management Stockholder agrees that each outstanding certificate representing any Common Management Shares which that are subject to this Agreement shall bear an endorsement noted conspicuously on each such certificate reading substantially as follows: "The securities represented by this certificate were issued without registration under the Securities Act of 1933. No transfer of such securities may be made without an opinion of counsel, satisfactory to the Company, that such transfer may properly be made without registration under the Securities Act of 1933 or that such securities have been so registered under a registration statement which is in effect at the date of such transfer. The securities represented by this certificate are subject to the provisions of an agreement dated as of ______August __, 2006 1998 among the Company and certain persons named in Exhibit A listed on Schedules I and II to such agreement, a copy of which is on file at the principal executive office of the Company, and such securities may be sold, assigned, pledged or otherwise transferred only in accordance with such agreement."

Appears in 1 contract

Samples: Stockholders Agreement (Neuberger Berman Inc)

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Legend on Certificates; Entry of Stop Transfer Orders. (a) Each Stockholder Shareholder agrees that each outstanding certificate representing any Common Initial Shares which that are subject to this Agreement shall bear an endorsement noted conspicuously on each such certificate reading substantially as follows: "The securities represented by this certificate were issued without registration under the Securities Act of 1933. No transfer of such securities may be made without an opinion of counsel, reasonably satisfactory to the CompanyParent, that such transfer may properly be made without registration under the Securities Act of 1933 or that such securities have been so registered under a registration statement which is in effect at the date of such transfer. The securities represented by this certificate are subject to the provisions of an agreement dated as of ________June 2, 2006 2004 among the Company Parent and certain persons named in Exhibit A listed on the signature pages to such agreement, a copy of which is on file at the principal executive office of the CompanyParent, and such securities may be sold, assigned, pledged or otherwise transferred only in accordance with such agreement."

Appears in 1 contract

Samples: Stockholders Agreement (J Net Enterprises Inc)

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