Common use of Legend on Common Stock Clause in Contracts

Legend on Common Stock. The Warrants, and the Shares have not been registered under the Securities Act of 1933, as amended (the "ACT"). Each certificate for Shares shall bear the following legend unless, at the time of exercise, such Shares are the subject of a currently effective registration statement under the Act: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. SUCH SECURITIES MAY NOT BE SOLD, ASSIGNED, EXCHANGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN ANY MANNER EXCEPT IN COMPLIANCE WITH SECTION 11 OF THE WARRANT AGREEMENT BY AND BETWEEN THE ISSUER AND SUNRISE SECURITIES CORP. DATED MARCH 4, 2002." Any certificate issued at any time in exchange or substitution for any certificate bearing such legend (except a new certificate issued upon completion of a public distribution pursuant to a registration statement under the Act of the securities represented thereby) shall also bear the above legend unless, in the opinion of the Company's counsel, the securities represented thereby need no longer be subject to such restrictions.

Appears in 1 contract

Samples: Warrant Agreement (Matritech Inc/De/)

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Legend on Common Stock. The Warrants, and the Shares have not been registered under the Securities Act of 1933, as amended (the "ACT"). Each certificate for Shares shall bear the following legend unless, at the time of exercise, such Shares are the subject of a currently effective registration statement under the Act: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. SUCH SECURITIES MAY NOT BE SOLD, ASSIGNED, EXCHANGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN ANY MANNER EXCEPT IN COMPLIANCE WITH SECTION 11 OF THE WARRANT AGREEMENT BY AND BETWEEN THE ISSUER AND SUNRISE THE ORIGINAL HOLDERS OF THESE SECURITIES CORP. DATED MARCH 4JULY 14, 20022000." Any certificate issued at any time in exchange or substitution for any certificate bearing such legend (except a new certificate issued upon completion of a public distribution pursuant to a registration statement under the Act of the securities represented thereby) shall also bear the above legend unless, in the opinion of the Company's counsel, the securities represented thereby need no longer be subject to such restrictions.

Appears in 1 contract

Samples: Warrant Agreement (Matritech Inc/De/)

Legend on Common Stock. The Warrants, and the Shares have not been registered under the Securities Act of 1933, as amended (the "ACTAct"). Each certificate for Shares shall bear the following legend unless, at the time of exercise, such Shares are the subject of a currently effective registration statement under the Act: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. SUCH SECURITIES MAY NOT BE SOLD, ASSIGNED, EXCHANGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN ANY MANNER EXCEPT IN COMPLIANCE WITH SECTION 11 OF THE PLACEMENT MANAGER'S WARRANT AGREEMENT BY AND BETWEEN THE ISSUER AND SUNRISE SECURITIES CORP. DATED MARCH 4MAY 28, 20021997." Any certificate issued at any time in exchange or substitution for any certificate bearing such legend (except a new certificate issued upon completion of a public distribution pursuant to a registration statement under the Act of the securities represented thereby) shall also bear the above legend unless, in the opinion of the Company's counsel, the securities represented thereby need no longer be subject to such restrictions. Section 2.

Appears in 1 contract

Samples: Warrant Agreement (Matritech Inc/De/)

Legend on Common Stock. The Warrants, and the Shares have not been registered under the Securities Act of 1933, as amended (the "ACT"). Each certificate for Shares shall bear the following legend unless, at the time of exercise, such Shares are the subject of a currently effective registration statement under the Act: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. SUCH SECURITIES MAY NOT BE SOLD, ASSIGNED, EXCHANGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN ANY MANNER EXCEPT IN COMPLIANCE WITH SECTION 11 OF THE WARRANT AGREEMENT BY AND BETWEEN THE ISSUER AND SUNRISE SECURITIES CORP. DATED MARCH 4FEBRUARY 13, 2002." Any certificate issued at any time in exchange or substitution for any certificate bearing such legend (except a new certificate issued upon completion of a public distribution pursuant to a registration statement under the Act of the securities represented thereby) shall also bear the above legend unless, in the opinion of the Company's counsel, the securities represented thereby need no longer be subject to such restrictions.

Appears in 1 contract

Samples: Warrant Agreement (Matritech Inc/De/)

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Legend on Common Stock. The Warrants, and the Shares have not been registered under the Securities Act of 1933, as amended (the "ACTAct"). Each certificate for Shares shall bear the following legend unless, at the time of exercise, such Shares are the subject of a currently effective registration statement under the Act: "THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. SUCH SECURITIES MAY NOT BE SOLD, ASSIGNED, EXCHANGED, HYPOTHECATED OR OTHERWISE TRANSFERRED IN ANY MANNER EXCEPT IN COMPLIANCE WITH SECTION 11 OF THE WARRANT AGREEMENT BY AND BETWEEN THE ISSUER AND SUNRISE THE ORIGINAL HOLDERS OF THESE SECURITIES CORP. DATED MARCH 4JULY 14, 20022000." Any certificate issued at any time in exchange or substitution for any certificate bearing such legend (except a new certificate issued upon completion of a public distribution pursuant to a registration statement under the Act of the securities represented thereby) shall also bear the above legend unless, in the opinion of the Company's counsel, the securities represented thereby need no longer be subject to such restrictions.

Appears in 1 contract

Samples: Warrant Agreement (Matritech Inc/De/)

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