Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 from the certificates for such Restricted Securities.
Appears in 6 contracts
Samples: Private Placement Agreement (Babcock & Brown Air LTD), Private Placement Agreement (BBGP Aircraft Holdings Ltd.), Private Placement Agreement (Babcock & Brown Air LTD)
Legend Removal. If any Restricted Securities become eligible for -------------- sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 5 contracts
Samples: Purchase Agreement (Bankvest Capital Corp), Stock and Warrant Purchase Agreement (Krasovec Frank P), Note and Warrant Purchase Agreement (Zytec Corp /Mn/)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Chell Group Corp), Warrant Agreement (Hanover Capital Mortgage Holdings Inc), Preferred Stock and Warrant Purchase Agreement (Prudential Private Equity Investors Iii Lp)
Legend Removal. If any shares of Restricted Securities Stock become eligible for sale pursuant to Rule 144(k), the Company shall, upon the written request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 4B from the certificates for such Restricted Securities.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Ziff Davis Intermediate Holdings Inc), Stock Purchase Agreement (Ziff Davis Intermediate Holdings Inc), Stock Purchase Agreement (Ziff Davis Intermediate Holdings Inc)
Legend Removal. If any Restricted Securities become eligible for sale without restriction pursuant to Rule 144(k)144, the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 13(c) from the certificates for such Restricted Securities.
Appears in 3 contracts
Samples: Investor Rights Agreement (Boise Cascade Holdings, L.L.C.), Investor Rights Agreement (Boise Inc.), Investor Rights Agreement (Boise Inc.)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) under the Securities Act, the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 7.4 of the Shareholders Agreement from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Series a Preferred Stock Purchase Agreement (Xstream Systems Inc), Series a Preferred Stock Purchase Agreement (Xstream Systems Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 9C from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Si International Inc), Stock Purchase Agreement (Si International Inc)
Legend Removal. If any Restricted Securities become eligible -------------- for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 9C from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Focal Communications Corp), Stock Purchase Agreement (Focal Communications Corp)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 10(c) from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Investor Rights Agreement (Aldabra Acquisition CORP), Investor Rights Agreement (Aldabra Acquisition CORP)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company or the Borrowers, as applicable, shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 8.3 from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Thane International Inc), Note and Warrant Purchase Agreement (Thane International Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) under the Securities Act, the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 7.4 (Legend) of the Second A&R Securityholders’ Agreement from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Series D Preferred Stock Purchase Agreement (Xstream Systems Inc), Series D Preferred Stock Purchase Agreement (Xstream Systems Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) adopted by the Securities and Exchange Commission under the Securities Act (as such rule may be amended from time to time) or any similar rule or regulation hereafter adopted by the Securities and Exchange Commission or an effective registration statement under the Securities Act, the Company VitalStream shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 9C(ii) of this Agreement from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Convertible Note and Warrant Purchase Agreement (Vitalstream Holdings Inc), Note Purchase Agreement (Brekka Richard)
Legend Removal. If any Restricted Securities become eligible for -------------- sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted SecuritiesSecurities (accompanies by such documents or certificates as the Company may reasonably request), remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 2 contracts
Samples: Purchase Agreement (L90 Inc), Series C Preferred Stock Purchase Agreement (L90 Inc)
Legend Removal. If any Restricted Securities become eligible for -------------- sale pursuant to Rule 144(k), the Company ATS or STS (as appropriate) shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 5E from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Churchill Environmental & Industrial Equity Partners Lp)
Legend Removal. If any Restricted Securities become eligible for -------------- sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 5C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 8(a) from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Shareholder Agreement (Ruths Chris Steak House, Inc.)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 6C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted SecuritiesSecurities and subject to the satisfaction of paragraph (b), remove the legend set forth in Section 4.04 paragraph (e) from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Securities Purchase and Exchange Agreement (Prime Group Realty Trust)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 6.3(c) from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for -------------- sale pursuant to Rule 144(k)) and such transfer is otherwise permitted hereunder, the Company shall, upon the request of the holder of such Restricted Securities, promptly remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any shares of Restricted Securities Stock become -------------- eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 3C from the certificates for such Restricted Securities.. ----------
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 6.1 from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Series a Preferred Stock Purchase Agreement (Genaissance Pharmaceuticals Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 the first sentence of the legend in paragraph 6 above from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 6C from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Stock Purchase Agreement (Seabright Insurance Holdings Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) and such transfer is otherwise permitted hereunder, the Company shall, upon the request of the holder of such Restricted Securities, promptly remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, will promptly upon the request of the holder of Purchaser deliver new certificates for such Restricted Securities, remove Securities which do not bear the legend Securities Act Legend set forth in Section 4.04 from 5(b) of the certificates for such Restricted SecuritiesStockholders Agreement.
Appears in 1 contract
Legend Removal. If any shares of Restricted Securities Stock become eligible -------------- for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 3C ---------- from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) under the Securities Act, the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any shares of Restricted Securities Stock become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 3C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 8.1.8 from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 5.3 from the certificates for such Restricted Securities. Any holder requesting the removal of such legend shall deliver or cause to be delivered to the Company a certificate executed by the holder and an opinion of such holder’s counsel, such certificate and opinion to be in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Oscient Pharmaceuticals Corp)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k144(e), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 4C of this First Amendment from the certificates for such Restricted Securities. Any holder requesting the removal of such legend shall deliver or cause to be delivered to the Company a certificate executed by the holder and an opinion of such holder’s counsel, such certificate and opinion to be in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Revenue Interests Assignment Agreement (Oscient Pharmaceuticals Corp)
Legend Removal. If any shares of Restricted Securities Stock become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted SecuritiesStock, remove the legend set forth in Section 4.04 4B from the certificates for such Restricted SecuritiesStock.
Appears in 1 contract
Samples: Series D Preferred Stock Purchase Agreement (Ziff Davis Intermediate Holdings Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 8C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted SecuritiesSecurities (and, if necessary, an opinion of counsel reasonably satisfactory to the Company), remove the legend set forth in Section 4.04 paragraph 8A from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible -------------- for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 7C from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted SecuritiesSecurities (together with the opinion referred to in Section 4B), remove the legend set forth in Section 4.04 paragraph 6E from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Series D Convertible Preferred Stock and Warrant Purchase Agreement (Computer Motion Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 3C from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Subscription Agreement (Great Lakes Dredge & Dock Corp)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 4.3 from the certificates for such Restricted Securities. Any holder requesting the removal of such legend shall deliver or cause to be delivered to the Company a certificate executed by the holder and an opinion of such holder's counsel, such certificate and opinion to be in form and substance reasonably satisfactory to the Company.
Appears in 1 contract
Samples: Series a Cumulative Convertible Preferred Stock Purchase Agreement (Castle a M & Co)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k144 (k), the Company shall, will promptly upon the request of the holder of such Restricted Securities, remove Securities deliver new certificates for such Restricted Securities which do not bear the legend Securities Act Legend set forth in Section 4.04 from 5(b) of the certificates for such Restricted SecuritiesStockholders Agreement.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) promulgated under the Securities Act, the Company shall, will promptly upon the request of the holder of Purchasers deliver new certificates for such Restricted Securities, remove Securities which do not bear the Securities Act legend set forth in Section 4.04 from the certificates for such Restricted Securities4.3 of this Agreement.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 7B from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Purchase Agreement (Digital Entertainment Network Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 7.3 of the Stock Purchase Agreement from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k)) under the Securities Act, the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 paragraph 7E(i) from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale without restriction pursuant to Rule 144(k)144, the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 12(c) from the certificates for such Restricted Securities.
Appears in 1 contract
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shall, upon the request of the holder of such Restricted Securities, remove the legend set forth in Section 4.04 7C from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Stock Purchase Agreement (Seabright Insurance Holdings Inc)
Legend Removal. If any Restricted Securities become eligible for sale pursuant to Rule 144(k), the Company shallCompany, as Sponsor of the Trust, shall direct the Trust, upon the request of the holder of such Restricted Securities, to remove the legend set forth in Section 4.04 5.03 from the certificates for such Restricted Securities.
Appears in 1 contract
Samples: Private Placement Agreement (Macquarie Infrastructure Management (USA) INC)
