Common use of Liability Inventory Report Clause in Contracts

Liability Inventory Report. To be provided electronically on a seriatim basis in the following record layout: ------------------------------------------------------------------------------------------------------------------- FIELD POSITION LENGTH DESCRIPTION ------------------------------------------------------------------------------------------------------------------- Information Xx-xx-Xxxx 0-0 0 Xxxxxxx Xxx Date ------------------------------------------------------------------------------------------------------------------- Policy Number 9-23 15 9 digit code ------------------------------------------------------------------------------------------------------------------- Rate Class Code 24-25 2 Data mapping for rate classes is as follows: Rate Agent/ Class Description Broker ----- ----------- ------ A1 6% Rollup GMDB & R.O.P. B A2 6% Rollup GMDB & R.O.P. B (These rate classes are for B1 6% Rollup GMDB/GMIB B illustration only, not actual rate B2 6% Rollup GMDB/GMIB B classes.) C1 Ratchet GMDB A C2 Ratchet GMDB A D1 Ratchet GMDB/6% GMIB A D2 Ratchet GMDB/6% GMIB A ------------------------------------------------------------------------------------------------------------------- 1 1 = GMDB only 2 = GMDB/GMIB 3 = GMIB only ------------------------------------------------------------------------------------------------------------------- Issue Date 42-49 8 Policy issue date ------------------------------------------------------------------------------------------------------------------- Annuitant Last Name 50-64 15 ------------------------------------------------------------------------------------------------------------------- Annuitant First Name 65-95 31 ------------------------------------------------------------------------------------------------------------------- Annuitant Gender 96 1 ------------------------------------------------------------------------------------------------------------------- Annuitant Date of Birth 97-104 8 ------------------------------------------------------------------------------------------------------------------- Annuitant SSN 105-120 16 16 position SSN (1st 9 contain value) ------------------------------------------------------------------------------------------------------------------- Owner Last Name 121-135 15 ------------------------------------------------------------------------------------------------------------------- Owner First Name 136-166 31 ------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------- FIELD POSITION LENGTH DESCRIPTION ------------------------------------------------------------------------------------------------------------------- Owner Gender 167 1 ------------------------------------------------------------------------------------------------------------------- Owner Date of Birth 168-175 8 ------------------------------------------------------------------------------------------------------------------- Owner SSN 176-191 16 16 position SSN (1st 9 contain value) ------------------------------------------------------------------------------------------------------------------- Tax Status 192 1 Q = Qualified N = Non Qualified P = Accumulator qualified plan R = Xxxx XXX T = Tax Sheltered Annuity B = Defined Benefit I = XXX ------------------------------------------------------------------------------------------------------------------- Account Value 193-204 12 Policy account value on the `As of Date'. Formatted as a 12 character, zero-padded string. For example, a policy valued at $57,040.72 would display as 000005704072. ------------------------------------------------------------------------------------------------------------------- Minimum Guaranteed Death Benefit 205-217 13 ------------------------------------------------------------------------------------------------------------------- Minimum Guaranteed Income Benefit 218-230 13 ------------------------------------------------------------------------------------------------------------------- Fund Number 231-233 3 Indicates fund number (e.g. `003'). Can occur 99 times. ------------------------------------------------------------------------------------------------------------------- Funding Vehicle Values 234-243 10 Account distribution values by fund allocation. Can occur 99 times. ------------------------------------------------------------------------------------------------------------------- Termination Date 1518-1525 8 ------------------------------------------------------------------------------------------------------------------- Termination Reason 1526 1 L = Lapse D = Death A = Annuitization ------------------------------------------------------------------------------------------------------------------- TOTAL FILE LENGTH: 1,526 BYTES. FUND INFORMATION: 1,287 BYTES.

Liability Inventory Report. To be provided electronically on a seriatim basis in the following record layout: ------------------------------------------------------------------------------------------------------------------- FIELD POSITION LENGTH DESCRIPTION ------------------------------------------------------------------------------------------------------------------- Information XxAs-xxof-Xxxx Date 0-0 0 Xxxxxxx Xxx Date Xxxx ------------------------------------------------------------------------------------------------------------------- Policy Number 9-23 15 9 digit code ------------------------------------------------------------------------------------------------------------------- Rate Class Code 24-25 2 Data mapping for rate classes is as follows: Rate Agent/ Class Description Broker ----- ----------- ------ A1 6% Rollup GMDB & R.O.P. B A2 6% Rollup GMDB & R.O.P. B (These rate classes are for B1 6% Rollup GMDB/GMIB B illustration only, not actual rate B2 6% Rollup GMDB/GMIB B classes.) C1 Ratchet GMDB A C2 Ratchet GMDB A D1 Ratchet GMDB/6% GMIB A D2 Ratchet GMDB/6% GMIB A ------------------------------------------------------------------------------------------------------------------- 1 1 = GMDB only 2 = GMDB/GMIB 3 = GMIB only ------------------------------------------------------------------------------------------------------------------- Issue Date 42-49 8 Policy issue date ------------------------------------------------------------------------------------------------------------------- Annuitant Last Name 50-64 15 ------------------------------------------------------------------------------------------------------------------- Annuitant First Name 65-95 31 ------------------------------------------------------------------------------------------------------------------- Annuitant Gender 96 1 ------------------------------------------------------------------------------------------------------------------- Annuitant Date of Birth 97-104 8 ------------------------------------------------------------------------------------------------------------------- Annuitant SSN 105-120 16 16 position SSN (1st 9 contain value) ------------------------------------------------------------------------------------------------------------------- Owner Last Name 121-135 15 ------------------------------------------------------------------------------------------------------------------- Owner First Name 136-166 31 ------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------- FIELD POSITION LENGTH DESCRIPTION ------------------------------------------------------------------------------------------------------------------- Owner Gender 167 1 ------------------------------------------------------------------------------------------------------------------- Owner Date of Birth 168-175 8 ------------------------------------------------------------------------------------------------------------------- Owner SSN 176-191 16 16 position SSN (1st 9 contain value) ------------------------------------------------------------------------------------------------------------------- Tax Status 192 1 Q = Qualified N = Non Qualified P = Accumulator qualified plan R = Xxxx XXX Roth IRA T = Tax Sheltered Annuity B = Defined Benefit I = XXX IRA ------------------------------------------------------------------------------------------------------------------- Account Value 193-204 12 Policy account value on the `As of Date'. Formatted as a 12 character, zero-padded string. For example, a policy valued at $57,040.72 would display as 000005704072. ------------------------------------------------------------------------------------------------------------------- Minimum Guaranteed Death Benefit 205-217 13 ------------------------------------------------------------------------------------------------------------------- Minimum Guaranteed Income Benefit 218-230 13 ------------------------------------------------------------------------------------------------------------------- Fund Number 231-233 3 Indicates fund number (e.g. `003'). Can occur 99 times. ------------------------------------------------------------------------------------------------------------------- Funding Vehicle Values 234-243 10 Account distribution values by fund allocation. Can occur 99 times. ------------------------------------------------------------------------------------------------------------------- Termination Date 1518-1525 8 ------------------------------------------------------------------------------------------------------------------- Termination Reason 1526 1 L = Lapse D = Death A = Annuitization ------------------------------------------------------------------------------------------------------------------- TOTAL FILE LENGTH: 1,526 BYTES. FUND INFORMATION: 1,287 BYTES.