Licensing of Investment Advisor’s Staff. (if desired) · $_____ per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA and state fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).
Appears in 2 contracts
Samples: Distribution Agreement (Buffalo Funds), Distribution Agreement (Buffalo Funds)
Licensing of Investment Advisor’s Staff. (if desiredrequired) · • $_____ 1,500 per year per registered representative · • Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · • Plus any FINRA NASD and state fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).
Appears in 1 contract
Samples: Distribution Agreement (Kiewit Investment Fund LLLP)
Licensing of Investment Advisor’s Staff. (if desired) · $_____ [ ] per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any all associated FINRA and state State fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).
Appears in 1 contract
Licensing of Investment Advisor’s Staff. (if desired) · $_____ per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA and state fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).
Appears in 1 contract
