Licensing of Investment Advisor’s Staff. (if desired) § $____ /year per registered representative § Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 § $____ /FINRA designated branch location § Plus all associated FINRA and State fees for Registered Representatives, including license and renewal fees Fund Fact Sheets § Design - $____ /fact sheet, includes first production § Production - $____ /fact sheet per production period § All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee § Web sites, brochures, and other sales support materials – Project priced via Quasar proposal Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Shares, including, without limitation: § Typesetting, printing and distribution of Prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx writers, and public relations firms § Long-distance telephone lines, services, and charges § Postage, overnight delivery charges § FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record retention § Travel, lodging, and meals Fees are billed monthly.
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Licensing of Investment Advisor’s Staff. (if desired) § $____ /year per registered representative § Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 § $____ /FINRA designated branch location § Plus all associated FINRA and State fees for Registered Representatives, including license and renewal fees Fund Fact Sheets § Design - $_____ /fact sheet, includes first production § Production - $____ /fact sheet per production period § All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee § Web sites, brochures, and other sales support materials – Project priced via Quasar proposal Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Shares, including, without limitation: § Typesetting, printing and distribution of Prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx xxxxx writers, and public relations firms § Long-distance telephone lines, services, and charges § Postage, overnight delivery charges § FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record retention § Travel, lodging, and meals Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA.
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Licensing of Investment Advisor’s Staff. (if desired) § $____ […]/year per registered representative § Quasar is limited to these licenses for sponsorshipsponsors the following licenses: Series, Series 6, 7, 24, 26, 27, 63, 66 § $____ […]/FINRA designated branch location § Plus all All associated FINRA and State state fees for Registered Representativesregistered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ […]/fact sheet, includes first production § Production - $____ […] /fact sheet per production period § All printing costs are out-of-pocket expenses, and expenses in addition to the design fee and production fee fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Sharesshares, including, without limitationbut not limited to: § Typesetting, printing and distribution of Prospectuses prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx writers, and public relations firms § Long-distance telephone lines, services, and charges § Postage, overnight delivery charges § FINRA registration fees [To include (Including late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly.
Appears in 1 contract
Licensing of Investment Advisor’s Staff. (if desired) § $____ /year 2,500 per year per registered representative § Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 § $____ /FINRA 3,000 per FINRA designated branch location § Plus all associated FINRA and State fees for Registered Representatives, including license and renewal fees Fund Fact Sheets § Design - $____ /fact 1,000 per fact sheet, includes first production § Production - $____ /fact 500.00 per fact sheet per production period § All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee § Web sites, brochures, and other sales support materials – Project priced via Quasar proposal Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Shares, including, without limitation: § Typesetting, printing and distribution of Prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx xxxxx writers, and public relations firms § Long-distance telephone lines, services, and charges § Postage, overnight delivery charges § FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record retention § Travel, lodging, and meals Fees are billed monthly. * Subject to annual CPI increase, Milwaukee MSA.
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Licensing of Investment Advisor’s Staff. (if desired) § $____ /year per registered representative § Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 § $____ /FINRA designated branch location § Plus all associated FINRA and State fees for Registered Representatives, including license and renewal fees Fund Fact Sheets § Design - $____ /fact sheet, includes first production § Production - $____ /fact sheet per production period § All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee § Web sites, brochures, and other sales support materials – Project priced via Quasar proposal Chief Compliance Officer Support Fee* § $____ /year Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Shares, including, without limitation: § Typesetting, printing and distribution of Prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx xxxxx writers, and public relations firms § Long-distance telephone lines, services, and charges § Postage, overnight delivery charges § FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record retention § Travel, lodging, and meals Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA.
Appears in 1 contract
Licensing of Investment Advisor’s Staff. (if desired) § · $____ /year per year per registered representative § · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 § · $____ /FINRA per FINRA designated branch location § · Plus all associated FINRA and & State fees for Registered Representatives, including license and license, renewal fees fees. Fund Fact Sheets § · Design - $____ /fact per fact sheet, includes first production § · Production - $____ /fact per fact sheet per production period § · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee § fee. · Web sites, brochures, brochures and other sales support materials – Project priced via Quasar proposal proposal. Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Shares, including, without limitation: § Typesetting· typesetting, printing and distribution of Prospectuses and shareholder reports § Production· production, printing, distribution, distribution and placement of advertising, advertising and sales literature, literature and materials § Engagement · engagement of designers, free-lxxxx writers, writers and public relations firms § Long· long-distance telephone lines, services, services and charges § Postage· postage, overnight delivery charges § · FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record · record retention § Travel· travel, lodging, lodging and meals Fees are billed monthly. * Subject to CPI increase, Milwaukee MSA.
Appears in 1 contract
Samples: Distribution Agreement (Trust for Professional Managers)
Licensing of Investment Advisor’s Staff. (if desired) § $____ […] /year per registered representative § Quasar is limited to these licenses for sponsorshipsponsors the following licenses: Series, Series 6, 7, 24, 26, 27, 63, 66 § $____ […] /FINRA designated branch location § Plus all All associated FINRA and State state fees for Registered Representativesregistered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ […] /fact sheet, includes first production § Production - $____ […] /fact sheet per production period § All printing costs are out-of-pocket expenses, and expenses in addition to the design fee and production fee fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Sharesshares, including, without limitationbut not limited to: § Typesetting, printing and distribution of Prospectuses prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx writers, and public relations firms § Long-distance telephone lines, services, and charges § Postage, overnight delivery charges § FINRA registration fees [To include (Including late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals § *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly.
Appears in 1 contract