Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 72 contracts
Samples: Note Purchase Agreement (Jones Soda Co), Securities Purchase Agreement (Research Solutions, Inc.), Securities Purchase Agreement (Cfo Consultants, Inc.)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 36 contracts
Samples: Purchase Agreement (Las Vegas Railway Express, Inc.), Securities Purchase Agreement (Simtek Corp), Securities Purchase Agreement (Generex Biotechnology Corp)
Limitation on Issuance of Future Priced Securities. During the six twelve months following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Latin America Ventures, Inc.), Securities Purchase Agreement (Genesis Pharmaceuticals Enterprises, Inc.), Securities Purchase Agreement (Aamaxan Transport Group, Inc.)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “security that would be a "Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 3 contracts
Samples: Securities Purchase Agreement (TNX Television Holdings Inc), Securities Purchase Agreement (International Displayworks Inc), Securities Purchase Agreement (Hollywood Media Corp)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any security that would be a “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ProLink Holdings Corp.), Selling Stockholder and Securities Purchase Agreement (Xenonics Holdings, Inc.), Securities Purchase Agreement (ProLink Holdings Corp.)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350NASDAQ IM-5635-14.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Real Goods Solar, Inc.), Securities Purchase Agreement (Real Goods Solar, Inc.)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD Nasdaq IM-4350-1.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kintera Inc), Securities Purchase Agreement (Motorcar Parts America Inc)
Limitation on Issuance of Future Priced Securities. During the six months one year following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 2 contracts
Samples: Securities Purchase Agreement (I Many Inc), Securities Purchase Agreement (Zf Partners Lp)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1, other than issuances of warrants to acquire Common Stock that contain customary anti-dilution protection (which the parties agree shall not include adjustments tied to other issuances of Company securities).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Infocrossing Inc), Securities Purchase Agreement (Infocrossing Inc)
Limitation on Issuance of Future Priced Securities. During the six months following the Second Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 2 contracts
Samples: Registration Rights Agreement (Granite Partners, L.L.C.), Registration Rights Agreement (Granite City Food & Brewery LTD)
Limitation on Issuance of Future Priced Securities. During the six months following the Second Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 1 contract
Samples: Securities Purchase Agreement (Granite City Food & Brewery LTD)
Limitation on Issuance of Future Priced Securities. During the six months following each of the Initial Closing Date or Second Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1, other than those in which the price of such securities are limited by provisions in which the applicable purchase, conversion or exchange price may not be less than the closing bid price of the Common Stock on the day prior to the entering into of the transaction in which any such securities are issued.
Appears in 1 contract
Samples: Securities Purchase Agreement (Silverstar Holdings LTD)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1, provided, that the Company may issue warrants with customary price protection or anti-dilution terms (which shall not include any type of exercise price resetting or ratchets to match or mirror or inconsequential issuances).
Appears in 1 contract
Samples: Securities Purchase Agreement (Genelabs Technologies Inc /Ca)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350IM-5635-14.
Appears in 1 contract
Samples: Securities Purchase Agreement (SMSA Palestine Acquistion Corp.)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1, provided, that the Company may issue warrants with customary price protection or anti-dilution terms (which shall not include any type of exercise price resetting or ratchets to match or mirror or inconsequential issuances).
Appears in 1 contract
Samples: Securities Purchase Agreement (Genelabs Technologies Inc /Ca)
Limitation on Issuance of Future Priced Securities. During From the six date hereof until the date that is 6 months following after the Closing Effective Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350NASDAQ IM-5635-14.
Appears in 1 contract
Samples: Securities Purchase Agreement (Real Goods Solar, Inc.)
Limitation on Issuance of Future Priced Securities. During the six months following the Final Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 1 contract
Limitation on Issuance of Future Priced Securities. During the six months following the Closing DateDate and except pursuant to the Additional Closing Date (if any), the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 1 contract
Limitation on Issuance of Future Priced Securities. During the six months following each of the First Closing Date and each Subsequent Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Intraop Medical Corp)
Limitation on Issuance of Future Priced Securities. During the six twelve (12) months following the Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 1 contract
Limitation on Issuance of Future Priced Securities. During the six 12 months following the Closing Date, the Company shall not issue any “security that would be a "Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 1 contract
Samples: Securities Purchase Agreement (Electronic Control Security Inc)
Limitation on Issuance of Future Priced Securities. During From the Closing Date through the period ending six months following the Closing DateEffective Date (as defined in the Registration Rights Agreement), the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 1 contract
Samples: Securities Purchase Agreement (Omnitek Engineering Corp)
Limitation on Issuance of Future Priced Securities. During the six months following each of the First Closing Date and the Second Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Intraop Medical Corp)
Limitation on Issuance of Future Priced Securities. During the six months following the Final Closing Date, the Company shall not issue any “"Future Priced Securities” " as such term is described by NASD IM-4350-1.
Appears in 1 contract
Limitation on Issuance of Future Priced Securities. During the six months following each of the First Closing Date and the Second Closing Date, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Intraop Medical Corp)
Limitation on Issuance of Future Priced Securities. During the six months following the Closing DateClosing, the Company shall not issue any “Future Priced Securities” as such term is described by NASD IM-4350-1.
Appears in 1 contract
Limitation on Issuance of Future Priced Securities. During the six months following the Closing Date, the Company shall not issue any “security that would be a "Future Priced Securities” " as such term is described by NASD IM-4350-1, except for Common Stock that may be issued under any employee stock purchase plan approved by the Company's stockholders.
Appears in 1 contract
