Limitation on Transactions by Underwriters. Except as permitted by you, we will not during the term of this Agreement bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities at the public offering price less all or any part of the reallowance to dealers or (iii) purchases or sales by us of any Securities as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 and Rule 10b-6A under the 1934 Act applicable to this offering. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 5 contracts
Samples: Andean Development Corp, Beverage Works Inc, E Net Inc
Limitation on Transactions by Underwriters. Except as permitted by you, we will not not, during the term of this Agreement Agreement, bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities at the public offering price price, less all or any part of the reallowance to dealers dealers, or (iii) purchases or sales by us of any Securities as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 Regulation M of the Securities and Rule 10b-6A under the 1934 Act Exchange Commission applicable to this offering. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 4 contracts
Samples: East Coast Venture Capital Inc, Discas Inc, Proflight Medical Response Inc
Limitation on Transactions by Underwriters. Except as permitted by you, we will not during the term of this Agreement bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities at the public offering price less all or any part of the reallowance to dealers or (iii) purchases or sales by us of any Securities as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 and Rule 10b-6A Regulation M under the 1934 Act applicable to this offering. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 1 contract
Samples: Infinite Technology Group LTD
Limitation on Transactions by Underwriters. Except as permitted by you, we will not not, during the term of this Agreement Agreement, bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities Units other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities units at the public offering price price, less all or any part of the reallowance to dealers dealers, or (iii) purchases or sales by us of any Securities Units as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 Regulation M of the Securities and Rule 10b-6A under the 1934 Act Exchange Commission applicable to this offering. We may, with your prior consent, make purchases of the Securities Units from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 1 contract
Samples: Surrey Inc
Limitation on Transactions by Underwriters. Except as permitted by you, we will not not, during the term of this Agreement Agreement, bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities Stock other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities Stock at the public offering price price, less all or any part of the reallowance to dealers dealers, or (iii) purchases or sales by us of any Securities Stock as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 of the Securities and Rule 10b-6A under the 1934 Act Exchange Commission applicable to this offering. We may, with your prior consent, make purchases of the Securities Stock from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 1 contract
Samples: Birman Managed Care Inc
Limitation on Transactions by Underwriters. Except as permitted by you, we will not during the term of this Agreement agreement bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any shares of Securities other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities at the public offering price less all or any part of the reallowance to dealers or (iii) purchases or sales by us of any Securities securities as broker or on unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 and Rule 10b-6A under Regulation M of the 1934 Act Commission applicable to this offering. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers. We agree not to sell to any account over which we exercise discretionary authority, without the prior written consent of the customer, any of the Securities which we purchase and which are subject to the terms of this agreement.
Appears in 1 contract
Limitation on Transactions by Underwriters. Except as permitted by you, we will not during the term of this Agreement bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities at the public offering price less all or any part of the reallowance to dealers or (iii) purchases or sales by us of any Securities as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 Regulation M and Rule 10b-6A under the 1934 Act other rules and regulations of the Commission applicable to this offering. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 1 contract
Samples: Gateway American Properties Corp
Limitation on Transactions by Underwriters. Except as permitted by you, we will not not, during the term of this Agreement Agreement, bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities Stock other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities Stock at the public offering price price, less all or any part of the reallowance to dealers dealers, or (iii) purchases or sales by us of any Securities Stock as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 Regulation M of the Securities and Rule 10b-6A under the 1934 Act Exchange Commission applicable to this offering. We may, with your prior consent, make purchases of the Securities Stock from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 1 contract
Samples: Russian Wireless Telephone Co Inc
Limitation on Transactions by Underwriters. Except as permitted by ------------------------------------------ you, we will not during the term of this Agreement bid for, purchase, sell or attempt to induce others to purchase or sell, directly or indirectly, any Securities other than (i) as provided in the Underwriting Agreement and in this agreement, (ii) purchases from or sales to dealers of the Securities at the public offering price less all or any part of the reallowance to dealers or (iii) purchases or sales by us of any Securities as broker or unsolicited orders for the account of others. We represent that we have not participated in any transaction prohibited by the preceding paragraph and that we have at all times complied with the provisions of Rule 10b-6 and Rule 10b-6A under the 1934 Act applicable to this offering. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers.
Appears in 1 contract
Samples: U S Remodelers Inc