Common use of Limitations on Use of Transaction Information Clause in Contracts

Limitations on Use of Transaction Information. The Fund agrees to only use Transaction Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by Rule 22C-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Gramm-Leach Bliley Act (Pxxxxx Xxx 000-000) and comparable state laws. The Fund agrees that the Transaction Information is confidential and that the Fund will not share the Transaction Information externally, unless the Intermediary provides the Fund with prior written consent to share such Transaction Information. The Fund agrees not to share the Transaction Information internally, except on a "need to know basis. The Fund further agrees to notify the Intermediary immediately in the event that the confidentiality of the Transaction Information is breached.

Appears in 1 contract

Samples: Shareholder Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)

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Limitations on Use of Transaction Information. The Fund agrees to only use the Transaction Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule 22C-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the GrammXxxxx-Leach Bliley Xxxxx Bliely Act (Pxxxxx Xxx 000Public Law 106-000102) and comparable state laws. The Fund agrees that the Transaction Information is confidential and that the Fund will not share the Transaction Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Transaction Information. The Fund further agrees not to share the Transaction Information internally, except on a "need to know basis. ." The Fund further agrees that in the event of a breach of confidentiality with respect to Transaction Information, the Fund will notify the Intermediary immediately in the event that the confidentiality of the Transaction Information is breachedimmediately.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Limitations on Use of Transaction Information. The Fund agrees to only use Transaction Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by Rule 22C-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the GrammXxxxx-Leach Bliley Xxxxx Xxxxxx Act (Pxxxxx Xxx 000Public Law 106-000102) and comparable state laws. The Fund agrees that the Transaction Information is confidential and that the Fund will not share the Transaction Information externally, unless the Intermediary provides the Fund with prior written consent to share such Transaction Information. The Fund agrees not to share the Transaction Information internally, except on a "need to know basis. The Fund further agrees to notify the Intermediary immediately in the event that the confidentiality of the Transaction Information is breached.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Limitations on Use of Transaction Information. The Fund agrees to only use the Transaction Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule 22C-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the GrammXxxxx-Leach Bliley Xxxxx Bliely Act (Pxxxxx Xxx 000Public Law 106-000102) and comparable state laws. The Fund agrees that the Transaction Information is confidential and that the Fund will not share the Transaction Information externally, unless the Intermediary provides the Fund with prior written consent to share such Transaction Information. The Fund agrees not to share the Transaction Information internally, except on a "need to know basis. ." The Fund further agrees to that it will notify the Intermediary immediately in the event that the confidentiality of the any Transaction Information is breached.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

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Limitations on Use of Transaction Information. The Fund agrees to only use the Transaction Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule 22C-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Gramm-Leach Bliley Act (Pxxxxx Xxx 000006-000) and comparable state laws. The Fund agrees that the Transaction Information is confidential and that the Fund will not share the Transaction Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Transaction Information. The Fund further agrees not to share the Transaction Information internally, except on a "need to know basis. ." The Fund further agrees that in the event of a breach of confidentiality with respect to Transaction Information, the Fund will notify the Intermediary immediately in the event that the confidentiality of the Transaction Information is breachedimmediately.

Appears in 1 contract

Samples: Agreement Pursuant to Rule 22c 2 (Valley Forge Life Insurance Co Variable Annuity Separate Acc)

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