Common use of Liquidity risk Clause in Contracts

Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 14 contracts

Samples: Cash / Margin Client Agreement, Client Agreement (Securities Trading Account), Client Agreement

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Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors you may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 7 contracts

Samples: Client Agreement, Client Agreement, Client Master Agreement

Liquidity risk. The Exchange requires all structured derivative product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 5 contracts

Samples: Agreement for Securities Trading Account, Securities Trading Account Agreement, Client Agreement

Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two two-way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured Products at their target price any time they wish.

Appears in 4 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured Products at their target price any time they wish.

Appears in 4 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors you may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 2 contracts

Samples: Securities Trading Client Agreement, Securities Trading Client Agreement

Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured products at their target price any time they wish.

Appears in 1 contract

Samples: Client Agreement

Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. 1. Time decay risk

Appears in 1 contract

Samples: Client Agreement

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Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors Investors may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 1 contract

Samples: Margin Client’s Agreement

Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two two-way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 1 contract

Samples: Cash Client Agreement

Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors I/we may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 1 contract

Samples: Uniform Cash Client's Agreement

Liquidity risk. 7.1 The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.

Appears in 1 contract

Samples: Client Services Agreement

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