Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 14 contracts
Samples: Cash / Margin Client Agreement, Client Agreement (Securities Trading Account), Client Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors you may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 7 contracts
Samples: Client Agreement, Client Agreement, Client Master Agreement
Liquidity risk. The Exchange requires all structured derivative product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 5 contracts
Samples: Agreement for Securities Trading Account, Securities Trading Account Agreement, Client Agreement
Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two two-way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured Products at their target price any time they wish.
Appears in 4 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured Products at their target price any time they wish.
Appears in 4 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors you may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 2 contracts
Samples: Securities Trading Client Agreement, Securities Trading Client Agreement
Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured products at their target price any time they wish.
Appears in 1 contract
Samples: Client Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
1. Time decay risk
Appears in 1 contract
Samples: Client Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors Investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Margin Client’s Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two two-way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Cash Client Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors I/we may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Uniform Cash Client's Agreement
Liquidity risk. 7.1 The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Client Services Agreement