Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 14 contracts
Samples: Margin Client Agreement, Client Agreement, Evergrande Securities
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors you may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 6 contracts
Samples: Client Agreement, Client Master Agreement, S Agreement
Liquidity risk. The Exchange requires all structured derivative product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 4 contracts
Samples: www.eif.com.hk, download.ffchk.com, download.ffchk.com
Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two two-way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured Products at their target price any time they wish.
Appears in 4 contracts
Samples: c-hcc.com.hk, www.c-hcc.com.hk, Client Agreement
Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured Products at their target price any time they wish.
Appears in 4 contracts
Samples: Client Agreement and Schedules, Client Agreement and Schedules, Client Agreement and Schedules
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors you may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 2 contracts
Samples: www.338.net, www.trade.338.net
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors Investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Margin Client’s Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors I/we may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Client's Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Client Agreement
Liquidity risk. 7.1 The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Client Services Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two two-way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Cash Client Agreement
Liquidity risk. The Exchange requires all structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.. SPECIFIC RISK OF TRADING DERIVATIVE WARRANTS (“DW”)
Appears in 1 contract
Samples: Client Agreement
Liquidity risk. The Exchange requires all structured product Structured Product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned. There is no guarantee that investors will be able to buy or sell their Structured products at their target price any time they wish.
Appears in 1 contract
Samples: Client Agreement and Schedules