Liquidity risk. HKEx requires all exchange-traded derivative product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 3 contracts
Samples: Account Agreements, Account Opening Agreement Individual, Account Opening Agreement Corporate
Liquidity risk. HKEx The HKEX requires all exchange-traded derivative structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors the investor/client may not be able to buy or sell the product until a new liquidity provider has been assigned.. Some Additional Risks Involved in Trading Derivative Warrants
Appears in 3 contracts
Samples: Client Agreement Securities Trading, Client Agreement Securities Trading, Client Agreement Securities Trading
Liquidity risk. The HKEx requires all exchange-traded derivative structured product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors the investor/client may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 3 contracts
Samples: Securities Trading Agreement, Securities Trading Agreement, Client Agreement
Liquidity risk. The HKEx requires all exchange-traded derivative structured product issuers to appoint a liquidity provider for each individual Individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill fulfil its role, investors the investor/client may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Client Service Agreement
Liquidity risk. HKEx requires all exchange-traded derivative product issuers to appoint a liquidity provider for each individual issue. The role of liquidity providers is to provide two way quotes to facilitate trading of their products. In the event that a liquidity provider defaults or ceases to fulfill its fulfillits role, investors may not be able to buy or sell the product until a new liquidity provider has been assigned.
Appears in 1 contract
Samples: Account Agreements
