Common use of List of Subscribers Clause in Contracts

List of Subscribers. The Placement Agents shall furnish or cause to be furnished to the Escrow Agent, at the time of each deposit of funds or checks pursuant to Section 2, a list, substantially in the form of Exhibit B hereto, containing the name of, the address of, number of Securities subscribed for by, the subscription amount delivered to the Escrow Agent on behalf of, and the social security or taxpayer identification number, if applicable, of each subscriber whose funds are being deposited, and to which is attached a completed W-9 form (or, in the case of any subscriber who is not a United States citizen or resident, a W-8 form) for each listed subscriber. The Escrow Agent shall notify the Placement Agents, the Company and the Selling Stockholder of any 37 discrepancy between the subscription amounts set forth on any list delivered pursuant to this Section 4 and the subscription amounts received by the Escrow Agent, and shall notify the Company, the Selling Stockholders and the Placement Agents whether the funds set forth on such list have been deposited. The Escrow Agent is authorized to revise such list to reflect the actual subscription amounts received and the release of any subscription amounts pursuant to Section 5.

Appears in 1 contract

Samples: Escrow Agreement (Krauses Furniture Inc)

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List of Subscribers. The Placement Agents shall furnish or cause to be furnished to the Escrow AgentAgent and the Company, at the time of each deposit of funds or checks pursuant to Section 22 hereof, a list, substantially in the form of Exhibit B A hereto, containing the name ofname, the address ofaddress, the number of Securities Shares subscribed for byfor, the subscription amount Subscription Payment delivered to the Escrow Agent on behalf ofAgent, and the social security or certified taxpayer identification number, if applicable, of each subscriber whose funds are being deposited, and to which is attached a completed Form W-9 form (or, in the case of any subscriber who is not a United States citizen or resident, a W-8 formForm W-8) for each listed subscribersubscriber (the “Subscriber List”). The Escrow Agent shall notify the Placement Agents, Agents and the Company and the Selling Stockholder of any 37 discrepancy between the subscription amounts amount of the Subscription Payment set forth on any list the Subscriber List delivered pursuant to this Section 4 3 and the subscription amounts amount of any Subscription Payment received by the Escrow Agent, and shall notify the Company, the Selling Stockholders and the Placement Agents whether the funds set forth on such list have been deposited. The Escrow Agent is authorized to revise such list the Subscriber List to reflect the actual subscription amounts amount of Subscription Payment received and the release of any subscription amounts Subscription Payment pursuant to Section 54 hereof.

Appears in 1 contract

Samples: Escrow Agreement (Portal Software Inc)

List of Subscribers. The Placement Agents Agent shall furnish or cause to be furnished to the Escrow AgentAgent and the Company, at the time of each deposit of funds or checks pursuant to Section 2Section2 hereof, a list, substantially in the form of Exhibit B ExhibitA hereto, containing the name of, the address of, the number of Securities Shares subscribed for by, the subscription amount Subscription Payment delivered to the Escrow Agent on behalf of, and the social security or certified taxpayer identification number, if applicable, of each subscriber whose funds are being deposited, and to which is attached a completed Form W-9 form (or, in the case of any subscriber who is not a United States citizen or resident, a W-8 formForm W-8) for each listed subscribersubscriber (the "Subscriber List"). The Escrow Agent shall notify the Placement Agents, Agent and the Company and the Selling Stockholder of any 37 discrepancy between the subscription amounts amount of the Subscription Payment set forth on any list the Subscriber List delivered pursuant to this Section 4 and the subscription amounts amount of any Subscription Payment received by the Escrow Agent, and shall notify the Company, the Selling Stockholders and the Placement Agents whether the funds set forth on such list have been deposited. The Escrow Agent is authorized to revise such list the Subscriber List to reflect the actual subscription amounts amount of Subscription Payment received and the release of any subscription amounts Subscription Payment pursuant to Section 55 hereof.

Appears in 1 contract

Samples: Escrow Agreement (Aphton Corp)

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List of Subscribers. The Lead Placement Agents Agent shall furnish or cause to be furnished to the Escrow AgentAgent and the Company, at the time of each deposit of funds or checks pursuant to Section 22 hereof, a list, substantially in the form of Exhibit B A hereto, containing the name ofname, the address ofaddress, the number of Securities Shares subscribed for byfor, the subscription amount Subscription Payment delivered to the Escrow Agent on behalf ofAgent, and the social security or certified taxpayer identification number, if applicable, of each subscriber whose funds are being deposited, and to which is attached a completed Form W-9 form (or, in the case of any subscriber who is not a United States citizen or resident, a W-8 formForm W-8) for each listed subscribersubscriber (the “Subscriber List”). The Escrow Agent shall notify the Lead Placement Agents, Agent and the Company and the Selling Stockholder of any 37 discrepancy between the subscription amounts amount of the Subscription Payment set forth on any list the Subscriber List delivered pursuant to this Section 4 3 and the subscription amounts amount of any Subscription Payment received by the Escrow Agent, and shall notify the Company, the Selling Stockholders and the Placement Agents whether the funds set forth on such list have been deposited. The Escrow Agent is authorized to revise such list the Subscriber List to reflect the actual subscription amounts amount of Subscription Payment received and the release of any subscription amounts Subscription Payment pursuant to Section 54 hereof.

Appears in 1 contract

Samples: Escrow Agreement (Oxigene Inc)

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