LISTED BELOW. ORDERS BY EXISTING HOLDERS- NUMBER OF FUNDPREFERRED SHARES ORDERS BY NUMBER OF SHARES POTENTIAL OF FUNDPREFERRED HOLDERS- SHARES ----------------------------------------------------------------------------------------------------------------------------------- POTENTIAL HOLDER BID/RATE ----------------------------------------------------------------------------------------------------------------------------------- EXISTING HOLDER HOLD BID/RATE SELL 1. /...... ------ ---------------- --------------------------- ------- --------- --------------------- ------------ ---------------------- ------- ------------------- 1. /....
Appears in 5 contracts
Samples: Broker Dealer Agreement (Nuveen Diversified Dividend & Income Fund), Broker Dealer Agreement (Nuveen Quality Preferred Income Fund 2), Broker Dealer Agreement (Nuveen Floating Rate Income Opportunity Fund)
LISTED BELOW. ORDERS BY EXISTING HOLDERS- NUMBER OF FUNDPREFERRED SHARES OF ORDERS BY NUMBER OF SHARES PREFERRED SHARES POTENTIAL HOLDERS- OF FUNDPREFERRED HOLDERS- PREFERRED SHARES ----------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------------ POTENTIAL HOLDER BID/RATE ----------------------------------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------------ EXISTING HOLDER HOLD BID/RATE SELL 1. /...... / ------ ---------------- --------------------------- ------- --------- --------------------- ------------ ---------------------- ------- ------------------- ------------------ ------------------------------------------------------------------------------------------------------------------------------------ 1. /..../ 2. / ------ ------ --------- ------------------ ------- ------ ------- ------------------
Appears in 3 contracts
Samples: Broker Dealer Agreement (Calamos Convertible & High Income Fund), Broker Dealer Agreement (Calamos Strategic Total Return Fund), Broker Dealer Agreement (Calamos Global Total Return Fund)
LISTED BELOW. ORDERS BY EXISTING HOLDERS- NUMBER OF FUNDPREFERRED SHARES ORDERS BY NUMBER OF SHARES POTENTIAL OF FUNDPREFERRED HOLDERS- SHARES ----------------------------------------------------------------------------------------------------------------------------------- POTENTIAL HOLDER BID/RATE ----------------------------------------------------------------------------------------------------------------------------------- EXISTING HOLDER HOLD BID/RATE SELL 1. /...... ------ ---------------- --------------------------- ------- --------- --------------------- ------------ ---------------------- ------- ------------------- 1. /......
Appears in 2 contracts
Samples: Broker Dealer Agreement (Nuveen Tax-Advantaged Floating Rate Fund), Broker Dealer Agreement (Nuveen Tax-Advantaged Floating Rate Fund)
