Listing Restrictions Clause Samples
Listing Restrictions. Neither the Issuer nor the Owner Trustee acting on behalf of the Issuer will (i) list or cause the Class D Notes or the Class E Notes to be listed or traded on an established securities market (within the meaning of Treasury Regulation Section 1.7704-1(b)), or (ii) cooperate in, or facilitate, the establishment of such a market. The provisions of TIA Sections 310 through 317 that impose duties on any person (including the provisions automatically deemed included herein unless expressly excluded by this Indenture) are a part of and govern this Indenture, whether or not physically contained herein.
Listing Restrictions. The Company agrees that it will neither pursue a “direct listing” of its shares on any exchange nor pursue a Qualified Public Offering except on Nasdaq, NYSE or other U.S. domiciled exchange acceptable to the holders of a majority of the shares of Common Stock issued or issuable upon conversion of the then outstanding shares of Series A Preferred Stock held by the Investors (voting as a single class and on an as converted basis).
Listing Restrictions. 52 EXHIBITS Exhibit A-1 - Form of Class A-1 Note . . . . . . . . . . . . . . . . . . .A-1-1 Exhibit A-2 - Form of Class A-2 Note . . . . . . . . . . . . . . . . . . .A-1-1 Exhibit A-3 - Form of Class A-3 Note . . . . . . . . . . . . . . . . . . .A-3-1 Exhibit A-4 - Form of Class A-4 Note . . . . . . . . . . . . . . . . . . .A-4-1 Exhibit B - Form of Class B Note. . . . . . . . . . . . . . . . . . . . . B-1 Exhibit C - Form of Class C Note. . . . . . . . . . . . . . . . . . . . . C-1 Exhibit D - Form of Class D Note. . . . . . . . . . . . . . . . . . . . . D-1 Exhibit E - Form of Class E Note. . . . . . . . . . . . . . . . . . . . . E-1 Exhibit F - Form of Note Assignment . . . . . . . . . . . . . . . . . . . F-1 Exhibit G - Form of Note Depository Agreement . . . . . . . . . . . . . . G-1 CROSS-REFERENCE TABLE Trust Indenture Act of 1939 Indenture Section Section ------- ------- 310(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.11 310(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.11 310(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . N.A. 311(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.12 311(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.12 311(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . N.A. 312(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.01, 7.02 312(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.02 312(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.02 313(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.04 313(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.04 313(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.04 314(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.03 314(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.05, 7.03 314(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11.01 314(d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11.01 314(e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11.01 314(f) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . N.A. 315(a) . . . . . . . . . . . . . . . . . . . . . . . . . . ....
Listing Restrictions. 61 EXHIBITS Exhibit A - [Reserved]....................................... A-1 Exhibit B - Form of Class A-1 Note........................... B-1 Exhibit C - Form of Class A-2 Note........................... C-1 Exhibit D - Form of Class A-3 Note........................... D-1 Exhibit E - Form of Class A-4 Note........................... E-1 Exhibit F - Form of Class B Note............................. F-1 Exhibit G - Form of Class C Note............................. G-1 Exhibit H - Form of Class D Note............................. H-1 Exhibit I - Form of Class E Note............................. I-1 Exhibit J - Form of Note Assignment.......................... J-1 Exhibit K - Form of Note Depository Agreement................ K-1 Exhibit L - Form of Investment Representation Letter......... L-1 CROSS-REFERENCE TABLE
Listing Restrictions. Neither the Issuer nor the Owner Trustee acting on behalf of the Issuer will (i) list or cause the Class E Notes to be listed or traded on an established securities market (within the meaning of Treasury Regulation Section 1.7704-1(b)), or (ii) cooperate in, or facilitate, the establishment of such a market ARTICLE III
Listing Restrictions. 17 ARTICLE III
Listing Restrictions. Neither the Issuer nor the Owner Trustee acting on behalf of the Issuer will (i) list or cause the Class D Notes to be listed or traded on an established securities market (within the meaning of Treasury Regulation Section 1.7704-1(b)), or (ii) cooperate in, or facilitate, the establishment of such a market. ARTICLE THREE